Meet All Client-Focused Reforms in One Place
All-in-One Solution, All for Your Clients
With Morningstar, you can build durable compliance processes that keep advisors moving at full speed.
Evaluate and Document Suitability
Cross compliance off your to-do list with a built-in audit trail of reasonable alternatives. Advisors can filter investments from your product shelf based on your firm’s criteria, all in one platform.
Know Your Customer
Capture client data for deeper personalization. With proven risk assessments and goal-based plans, you can customize portfolios for each client.
Know Your Product
Clear KYP hurdles with tools to assess, approve, and monitor your product shelf. Your head office can easily update and distribute changes to your product shelf.
Explore the Difference
Skip the complications of multiple logins and incompatible tools with a suite of regulatory solutions.
Unlock Timely Investment Research
Make confident investment decisions with data from 100+ independent analysts around the globe.
Measure Risk Tolerance and Capacity
Score how your clients feel about financial risk. By asking better questions about risk, you can help investors weather volatility and reach their long-term goals.
Keep Organized Records
Capture consistent, central data to trust that your firm is staying ahead of regulatory demands.
Choose A Partner You Can Trust
With over 35 years of expertise, Morningstar can help tailor your firm’s approach to investment, research, and due diligence. Our category system sets the industry standard.
Connect to the Way You Work
Embed compliance components into your tools for one convenient workflow.
Scale Compliance for Your Growing Business
Set a firmwide standard for suitability with Morningstar solutions. Advisors can quickly check investments and underlying holdings against your firm’s criteria for risk, performance, and fees.
Answering Your CFR Frequently Asked Questions
We look at the regulations, how they will impact firms and advisors, and what’s different this time.
Roundtable
The KYC Conundrum: What Do Clients Want?
Experts discuss the importance of understanding client behaviour and preferences.
Roundtable
What Do CFRs Mean for Advisors and Investors?
Experts discuss how compliance changes affect accountability, privacy, and transparency.
Blog Post
Five Best Practices for Avoiding Know Your Customer Confusion
With the right due diligence tools, you can make compliance second nature across your advisory firm.
Blog Post
How to Win More Business With Good KYC
Firms that embrace CFR guidelines can personalise portfolios and attract more clients.