Regulatory Disclosures

 
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View governance documents, research integrity policies, and methodology documents and disclosures.

 

Compliance and Disclosures

Read the European Disclosure document.

 

Morningstar Investment Management Europe Best Execution Disclosure

Read disclosure and methodology documents, fact sheets, and guides for Australia. 

 

Morningstar Investment Management Product Disclosures

 

Morningstar Next Product Disclosures

 

Morningstar Australasia Pty Ltd Financial Services Guide

 

Morningstar Investment Management Australia Limited Financial Services Guide

 

Morningstar Equity and Credit Research Overview

 

Morningstar Multi-Sector Market Indices Fact Sheet Australia

 

Morningstar Equity Research Coverage

 

Morningstar Manager Research Overview

 

Safe Withdrawal Rates for Australian Retirees

 

Morningstar Exchange-Traded Fund Methodology

 

Morningstar Category Definitions Australia

 

Morningstar Category Definitions New Zealand

 

Morningstar's Approach to Credit Research

 

Morningstar Standard Performance Calculation Methodology

 

Morningstar Fund Research Overview

 

Listed Investment Companies (LICs) Research Methodology

 

Morningstar After-Tax Performance Calculation Methodology

 

Synthetic ETFs Under the Microscope: A Global Study

 

Morningstar Category Definitions

 

Morningstar Analyst RatingTM for Funds Fact Sheet

 

Morningstar RatingTM Methodology Fact Sheet

 

Morningstar Stock Sector Structure Fact Sheet

 

Morningstar Category Averages Australasia

 

Morningstar Global Equity Classification Structure

 

Morningstar® Equity Research Style and Content

 

Total Shareholder Return-Securities-Methodology

 

Morningstar Equities Research Team and Coverage

 

Morningstar MPT Statistics Methodology

 

Morningstar Equity Qualitative Research Process Fact Sheet

 

Morningstar Risk-Adjusted Return (MRAR) Fact Sheet

 

Morningstar Style BoxTM Fact Sheet

 

Morningstar New Zealand Portfolio Investment Entity (PIE) Performance Calculation Methodology

 

Morningstar Style BoxTM Methodology

 

Morningstar Standard Deviation and Sharpe Ratio Methodology

 

Is Your Fund Too Fat?

 

Morningstar Australian Multi-Sector Market Indices

 

Morningstar New Zealand and Multi-Sector Market Indices

 

Morningstar Rating for Australian Separate Accounts

 

Morningstar Hedge Fund Categories Methodology

 

Morningstar Fixed Income Style Box

 

Morningstar Classification Policy

Australia

Morningstar Investment Management Australia Ltd and Morningstar Australasia Pty Ltd hold Australian Financial Services Licences from the Australian Securities and Investments Commission. 

 

Canada

Morningstar Associates, Inc. is a registered portfolio manager with the securities commission in 10 Canadian provinces. 

 

China

Morningstar (Shenzhen) Ltd holds a Quantitative Fund Evaluation Licence issued by the Asset Management Association of China.

 

Dubai

The Morningstar Investment Management Europe Limited Dubai Representative Office is regulated by the DFSA as a Representative Office.

 

France

Morningstar Investment Consulting France is a Financial Investment Advisory Company registered under number 13000326 with ORIAS and registered under number D003806 with the CNCIF, an Association approved by the AMF.

 

Morningstar Investment Consulting France, Société de conseil en investissements financiers, Immatriculée sous le n° 13000326 auprès de l’ORIAS, Enregistrée sous le n° D003806 auprès de la CNCIF, Association agréée auprès de l’AMF.

 

Hong Kong

Morningstar Investment Management Asia Limited holds a Type 4 (advising on securities) licence issued by the Securities and Futures Commission of Hong Kong.

 

India

Morningstar Investment Adviser India Private Limited is licensed and regulated by the Securities and Exchange Board of India as a Registered Investment Adviser.

 

Japan

Ibbotson Associates Japan, Inc., a wholly owned subsidiary of Morningstar, Inc., is registered as an Investment Adviser with the Financial Services Agency of Japan.

 

Korea

Morningstar Korea Ltd is licensed and regulated by the Financial Services Commission of Korea as a registered fund assessment company and a Quasi Investment Adviser.

 

New Zealand

Morningstar Research Limited and Morningstar Australasia Pty Limited are Registered Financial Service Providers with the Financial Markets Authority to provide wholesale and/or generic financial adviser services.

 

Singapore

Morningstar Investment Adviser Singapore Pte Limited holds a financial adviser’s licence issued by the Monetary Authority of Singapore to provide financial advisory services pertaining to securities and collective investment schemes in Singapore.

 

South Africa

Morningstar Investment Management South Africa (Pty) Ltd is an authorised financial services provider (FSP 45679) regulated by the Financial Services Conduct Authority. 

 

United Kingdom

Morningstar Investment Management Europe Limited is authorised and regulated by the Financial Conduct Authority to provide services to Professional clients. 

 

United States

Morningstar Investment Management LLC, Morningstar Investment Services LLC, and Morningstar Research Services LLC are registered with and governed by the United States Securities and Exchange Commission.

 

Morningstar Credit Ratings, LLC is registered with the U.S. Securities and Exchange Commission as a Nationally Recognized Statistical Rating Organization (NRSRO) and is a subsidiary of Morningstar, Inc.