Australia Morningstar Investment Management Australia Ltd and
Morningstar Australasia Pty Ltd hold Australian Financial Services
Licences from the Australian Securities and Investments Commission.
Canada Morningstar Associates, Inc. is a registered portfolio
manager with the securities commission in 10 Canadian provinces.
China Morningstar (Shenzhen) Ltd holds a Quantitative Fund
Evaluation Licence issued by the Asset Management Association of China.
Dubai The Morningstar Investment Management Europe Limited
Dubai Representative Office is regulated by the DFSA as a
France Morningstar Investment Consulting France is a Financial
Investment Advisory Company registered under number 13000326 with
ORIAS and registered under number D003806 with the CNCIF, an
Association approved by the AMF.
Morningstar Investment Consulting France, Société de conseil en
investissements financiers, Immatriculée sous le n° 13000326 auprès de
l’ORIAS, Enregistrée sous le n° D003806 auprès de la CNCIF,
Association agréée auprès de l’AMF.
Hong Kong Morningstar Investment Management Asia Limited holds
a Type 4 (advising on securities) licence issued by the Securities and
Futures Commission of Hong Kong.
India Morningstar Investment Adviser India Private Limited is
licensed and regulated by the Securities and Exchange Board of India
as a Registered Investment Adviser.
Japan Ibbotson Associates Japan, Inc., a wholly owned
subsidiary of Morningstar, Inc., is registered as an Investment
Adviser with the Financial Services Agency of Japan.
Korea Morningstar Korea Ltd is licensed and regulated by the
Financial Services Commission of Korea as a registered fund assessment
company and a Quasi Investment Adviser.
New Zealand Morningstar Research Limited and Morningstar
Australasia Pty Limited are Registered Financial Service Providers
with the Financial Markets Authority to provide wholesale and/or
generic financial adviser services.
Singapore Morningstar Investment Adviser Singapore Pte Limited
holds a financial adviser’s licence issued by the Monetary Authority
of Singapore to provide financial advisory services pertaining to
securities and collective investment schemes in Singapore.
South Africa Morningstar Investment Management South Africa
(Pty) Ltd is an authorised financial services provider (FSP 45679)
regulated by the Financial Services Conduct Authority.
United Kingdom Morningstar Investment Management Europe
Limited is authorised and regulated by the Financial Conduct Authority
to provide services to Professional clients.
United States Morningstar Investment Management LLC,
Morningstar Investment Services LLC, and Morningstar Research Services
LLC are registered with and governed by the United States Securities
and Exchange Commission.
Morningstar Credit Ratings, LLC is registered with the U.S.
Securities and Exchange Commission as a Nationally Recognized
Statistical Rating Organization (NRSRO) and is a subsidiary of