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Alger

Alger Parent Rating

Average

Alger’s focus on growth investing has positive features, but analyst turnover and key-person risk keep its Parent Rating at Average.

Established in 1964, Alger’s dedication to growth-oriented strategies endures. The firm has fostered a solid lineup of growth managers; some of these have come from external hires rather than Alger’s abundant 27-person analyst team. While the analyst team has produced key figures such as CEO Dan Chung and manager Patrick Kelly, its high level of turnover and short average tenure (five years) likely contribute to the number of external hires and exacerbate succession risk. Furthermore, the firm’s success rides on a few mandates, including Amy Zhang’s Alger Small Cap Focus and Alger Mid Cap Focus along with Kelly’s Alger Spectra and Alger Capital Appreciation. Zhang and Kelly handle about half of the firm’s $21 billion in assets under management.

Most Alger strategies underperformed dramatically in 2021 and 2022 (through November), leading to heavy outflows from the firm's mutual funds and institutional accounts. As a result, the firm's asset base shrank to $21 billion by late 2022 from $46 billion in mid-2021. The firm has successfully operated at these asset levels in the past; however, the ability of managers to stick to their philosophy and bounce back from this market drawdown will be crucial going forward.

Alger Investments

Market

US Open-end ex MM ex FoF ex Feeder

Total Net Assets

12.08 Bil

Investment Flows (TTM)

−4.34 Bil

Asset Growth Rate (TTM)

−27.67%

# of Share Classes

80
Morningstar Rating # of Share Classes
4
2
25
45
4
Not Rated 0

Exchange-Traded Funds

See All Alger ETFs

Market

US ETFs

Total Net Assets

39.07 Mil

Investment Flows (TTM)

−310,625.00

Asset Growth Rate (TTM)

−0.78%

# of Share Classes

3
Morningstar Rating # of Share Classes
0
0
0
0
0
Not Rated 3
Name
Morningstar Rating Overall
5-Year Category Rank
Alger Mid Cap 40 ETF
Alger 35 ETF
Alger Weatherbie Enduring Growth ETF

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