PSBPX – Principal SmallCap R5 Investment Strategy | Morningstar

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Strategy

The investment seeks long-term growth of capital. Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations. The managers seek to invest in securities of companies that they believe have improving and sustainable business fundamentals, rising investor expectations, and attractive relative valuations.

Ticker	Name	Share Class Type	Investment Status	Morningstar Rating for Funds Overall	Medalist Rating Overall	Inception Date	Total Net Assets for Share Class	Adjusted Expense Ratio	Fee Level Distribution	Minimum Initial Investment	1-Year Net Flow
PSLIX	Principal SmallCap Fund Institutional Class	Institutional	Open			Mar 1, 2001	$594.04M	0.850%	Below Average	$0	−$230.78M
PLLAX	Principal SmallCap Fund Class A	Front Load	Open			Jun 28, 2005	$263.56M	1.110%	Low	$1,000	−$28.33M
PSBPX	Principal SmallCap Fund R-5 Class	Retirement, Large	Open			Dec 6, 2000	$37.44M	0.990%	High	$0	−$31.53M
PSMLX	Principal SmallCap Fund Class R6	Retirement, Large	Open			Nov 22, 2016	$467.26M	0.730%	Below Average	$0	−$563.41M
PSBMX	Principal SmallCap Fund R-3 Class	Retirement, Medium	Open			Dec 6, 2000	$12.32M	1.300%	Below Average	$0	−$5.14M
PSBJX	Principal SmallCap Fund Class J	Retirement, Medium	Open			Mar 1, 2001	$192.69M	0.970%	Low	$1,000	−$21.96M

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