UOCT – Innovator U.S. Equity Ultra Buf ETF™ Oct – ETF Investment Strategy | Morningstar

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Strategy

The investment seeks to provide investors with returns that match the return of the Underlying ETF, up to the upside cap of 15.25% (prior to taking into account management fees and other fees) while providing a buffer against Underlying ETF losses of between 5% and 35% (prior to taking into account management fees and other fees), over the period from October 1, 2026 to September 30, 2027. The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in investments that provide exposure to the State Street® SPDR® S&P 500® ETF Trust. The fund is non-diversified.

Ticker	Name	Share Class Type	Investment Status	Morningstar Rating for Funds Overall	Medalist Rating Overall	Inception Date	Total Net Assets for Share Class	Adjusted Expense Ratio	Fee Level Distribution	Minimum Initial Investment	1-Year Net Flow
UOCT	Innovator U.S. Equity Ultra Buffer ETF™ October	ETF	Open	—	—	Sep 28, 2018	$271.21M	0.790%	—	—	$68.31M

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