An Enterprise Wealth Podcast
Big Picture in Practice
Tune in every other week to explore the latest trends across the financial sector. Joined by industry-leading guests, Big Picture in Practice will help you innovate and stay abreast of the latest information that will enable listeners to create differentiated products and foster successful client relationships in a constantly evolving investment landscape.
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The SEC’s 2024 Rulemaking Agenda: What’s Ahead for Climate and AI Proposals
In the last two years, the Securities and Exchange Commission has proposed dozens of ambitious, complicated rules that go up against some powerful political constituencies. The upcoming election year could shake up the priorities of the rulemaking organization. In the meantime, drafted rules on artificial intelligence and climate disclosures hang in review.
What do investors need to keep an eye on as we head into 2024?
Aron Szapiro, Morningstar’s head of government affairs, sat down with the Big Picture in Practice podcast to share his perspective on SEC rulemaking.
In this episode:
- A breakdown of the SEC rulemaking process
- The latest on developing proposed rules
- The outlook on the 2024 SEC agenda
Not Your Grandfather's Advertising Rule
How to Ensure Regulatory Compliance for Advisors Across Your Firm
Meet the Hosts
Head of Global Sales
Julie serves Morningstar’s largest clients across the asset management, advisor, and alliances segments.
Ben Johnson, CFA
Head of Client Solutions, Asset Management
Ben leads client solutions for Morningstar’s asset management clients, after an impressive tenure in passive funds research.