6 min read
How Advisors Can Meet 401(k) Rollover Regulations
Rollovers are the lifeblood of growing assets for any financial advisor—and regulators have taken notice.
IRAs Are Attracting Assets—And Regulator Attention
Where Regulations Stand on IRA Rollovers
Strong Technology Platforms Can Help Brokers Gain an Edge
How to Meet 401(k) Rollover Regulations in Advisor Workstation
As part of my rollover proposal, I’ve studied your 401(k), including the quality of the other options available in the plan and the fees they charge you.
Advisor talking points
We want to ensure you get everything you need for your life stage by rolling over. I will consider and quantify what services you are or could be taking advantage of in your 401(k) and comparing that with what we can offer you.
Advisor talking points
A rollover is a big decision. Before we move any money, I run an independent scorecard to make sure it’s the right thing to do for you. That scorecard looks not only at your current 401(k) and the plan services you’re currently using, but also considers other services and investments you could be using in your plan.
Advisor talking points