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Get regulator-ready quickly with turnkey solutions that help advisors find and document a reasonable range of alternatives.

Morningstar’s cost-effective CFR-specific solutions that help small and mid-sized firms get up to speed quickly with little impact to their advisor’s daily operations.


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Our turnkey CFR solutions align advisor activity to the firm’s compliance program, and help firms and advisors:

  • Build and maintain a competitive product shelf “approved list” that is easily distributed to financial advisors to meet Know Your Product (KYP) requirements.
  • Give advisors ready access to the information needed to understand the investment products they recommend.
  • Establish a standard process for advisors to show that they have considered a reasonable range of alternatives, with a built-in audit-trail that proves you have addressed suitability requirements.
  • Enable advisors to easily score a portfolio’s risk profile.
  • Make it easy to mobilize advisor compliance with solutions that provide built-in on-boarding and training.

An easy to set up tool to keep advisors compliant without slowing them down. Request a free demo today.

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