Be Ready for Reg BI: Product Lineup Suitability through Morningstar
The deadline to fulfill the requirements set by Regulation Best Interest is June 30. How will this affect your current product lineup for fund selection?
Regulation Best Interest is a 2019 SEC rule that requires broker-dealers to only recommend financial products to their customers that are in their best interest and to clearly identify any potential conflicts of interests and financial incentives. In this webinar, Peter Di Teresa, Head of Manager Selection and Shannon Zimmerman, Director of Manager Selection share tips on designing an investment lineup that serves the best interest of your client base under Regulation Best Interest.