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Be Ready for Reg BI: Product Lineup Suitability through Morningstar

The deadline to fulfill the requirements set by Regulation Best Interest is June 30. How will this affect your current product lineup for fund selection?

Regulation Best Interest is a 2019 SEC rule that requires broker-dealers to only recommend financial products to their customers that are in their best interest and to clearly identify any potential conflicts of interests and financial incentives. In this webinar, Peter Di Teresa, Head of Manager Selection and Shannon Zimmerman, Director of Manager Selection share tips on designing an investment lineup that serves the best interest of your client base under Regulation Best Interest.

In this webinar, learn how to:

  • Assess the suitability of available investment options for the full spectrum of investor types as well as management changes
  • Understand reasons to remove funds under Regulation Best Interest
  • Conduct searches for new funds under Regulation Best Interest
  • Utilize assessments, recommendations and ongoing oversight from our Management Selection team to ensure your firm has a well-vetted process for selecting the best funds that meet Regulation BI requirements