Regulation

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  1. When It Comes to CEOs, Equity and Press Releases, Timing Is Everything

    Headlines

    Sun, 28 Dec 2014

    pushes the share price up. “Timely information flows are thus important,” the authors write, noting that rules like Regulation Fair Disclosure of 2000 and the Sarbanes Oxley Act of 2002 made news releases more important in communicating relevant information

  2. How to Approach the Alternative Investments Puzzle

    Headlines

    Fri, 26 Dec 2014

    regulations, the effects of economic slowdown and surplus capacity, the effects of energy conservation policies, governmental regulation and other factors. Investments in real estate related instruments may be affected by economic, legal, or environmental

  3. FirstEnergy Refocuses on Regulated Operations

    Headlines

    Fri, 26 Dec 2014

    benefits from service area monopolies and hard-to-replicate networks. However, these benefits are offset by government regulation that determines rates and caps returns. We do not believe FirstEnergy's growing retail electricity marketing business has

  4. Fitch: Delta Lloyd's Fine Highlights More Active Regulation

    Headlines

    Tue, 23 Dec 2014

    fine from the Dutch regulator (DNB) and the order to dismiss its chief financial officer is another example of more active regulation for insurers in Europe, Fitch Ratings says. DNB announced yesterday the outcome of an investigation over risk management

  5. BRIEF-UK financial watchdog says to regulate 7 more financial benchmarks

    Headlines

    Mon, 22 Dec 2014

    * Extends FCA's initial regulation of LIBOR (London interbank offered rate)

  6. From Barron’s, December 22, 2014 (Part 2)

    Commentary

    Sat, 20 Dec 2014

    balances, margins [to start in 2015], and service fees [paper statements/confirmations; broker-assisted orders]. Regulation NMS now requires order executions at or better than national best bids & offer [NBBO] and that appears to be the case

  7. Banks to shun ECB easy money as regulation bites

    Headlines

    Fri, 19 Dec 2014

    LONDON, Dec 19 (IFR) - Banks are likely to increase their bond market borrowing in 2015 despite heavy intervention from the European Central Bank, especially as they start to focus on new regulatory...

  8. UPDATE 1-MetLife says U.S. regulators declared it 'systemically' important

    Headlines

    Thu, 18 Dec 2014

    WASHINGTON, Dec 18 (Reuters) - U.S. regulators have declared insurer MetLife Inc so big that its failure could destabilize financial markets, a designation that brings extra regulation .

  9. MetLife says U.S. regulators declared it 'systemically' important

    Headlines

    Thu, 18 Dec 2014

    WASHINGTON, Dec 18 (Reuters) - MetLife said on Thursday it has been notified by U.S. regulators that it has been declared so big that its failure could destabilize financial markets, a designation that brings extra regulation .

  10. Gulf sell-off fuelled by credit, lax regulation

    Headlines

    Wed, 17 Dec 2014

    DUBAI, Dec 17 (Reuters) - The sudden fall of Gulf share prices as the price of oil slides has given new impetus to governments in the region to improve financial regulation to reduce the...

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