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  1. Japanese hedge fund challenges regulators in insider trade case

    Headlines

    Mon, 28 Jul 2014

    TOKYO, July 28 (Reuters) - A small Japanese hedge fund has made a rare challenge against financial regulators over a 2010 insider trading case, disputing a finding that one of its fund managers acted on an insider tip of a share offering by energy firm Inpex Corp.

  2. UPDATE 2-Investor relations partner settles U.S. SEC insider - trading charges

    Headlines

    Tue, 22 Jul 2014

    WASHINGTON, July 22 (Reuters) - A New York-based investor relations executive on Tuesday agreed to settle civil charges that he illegally traded with inside information obtained while preparing press releases for company clients, U.S. regulators said.

  3. Investor relations partner settles U.S. SEC insider - trading charges

    Headlines

    Tue, 22 Jul 2014

    WASHINGTON, July 22 (Reuters) - A New York-based investor relations executive on Tuesday agreed to settle civil charges that he illegally traded with inside information obtained while preparing press releases for company clients, U.S. regulators said.

  4. UPDATE 1-Former Qualcomm executive pleads guilty to insider trading

    Headlines

    Mon, 21 Jul 2014

    (Adds comment from Justice Department and lawyer for defendant, sentencing date; in paragraphs 6, 9-11)

  5. Former Qualcomm executive pleads guilty to insider trading

    Headlines

    Mon, 21 Jul 2014

    July 21 (Reuters) - A former president of Qualcomm Inc's global business operations pleaded guilty on Monday to insider trading in shares of the mobile phone chipmaker and a company it bought in 2011, as well as to a related money laundering charge.

  6. Ex-Santander executive to pay $1.9 mln for insider trading -SEC

    Headlines

    Fri, 18 Jul 2014

    NEW YORK, July 18 (Reuters) - A former Banco Santander SA executive will pay $1.92 million to settle a U.S. lawsuit accusing him of insider trading ahead of a proposed 2010 takeover of Potash Corp of Saskatchewan Inc by mining group BHP Billiton Ltd.

  7. Question for Chamois

    Commentary

    Thu, 17 Jul 2014

    Obviously the stock has not done well this year, and in trying to find out why all I could see was something about insider trading back in April. If the stock is poised to regain its annual total return performance levels of the past 15 years

  8. Why Apple's E-book Payout Is A Catalyst For Investors

    Headlines

    Thu, 17 Jul 2014

    and traders had a heads up that the news would be occurring? Maybe the attorney general should be more focused on insider trading than price fixing of discounted ebooks. Just how painful is the cost of the settlement for investors? The settlement

  9. Ex-Goldman director Rajat Gupta fails to void conviction

    Headlines

    Mon, 14 Jul 2014

    NEW YORK (Reuters) - Former Goldman Sachs Group Inc director Rajat Gupta, serving a two-year prison term, has failed to persuade a federal appeals court to overturn his insider trading conviction.

  10. Ex-Goldman director Rajat Gupta fails to void conviction

    Headlines

    Mon, 14 Jul 2014

    NEW YORK (Reuters) - Former Goldman Sachs Group Inc director Rajat Gupta, serving a two-year prison term, has failed to persuade a federal appeals court to overturn his insider trading conviction.

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