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  1. ITT Education dives after disclosing Wells notice

    Headlines

    Fri, 19 Sep 2014

    ITT Educational ( ESI -37.2% ) waits until today to disclose it received notice from the SEC on August 7 about possible enforcement action related to its student loans. The company must also submit a letter of credit in

  2. Glu pares losses; sell-side not worried about shelf filing

    Headlines

    Fri, 19 Sep 2014

    not yet freely tradable and will not be freely tradable until the Form S-3 registration statement is declared effective by the SEC ." Hickey also points out 2.1M of the shares are being held back by Glu to "satisfy potential indemnification obligations

  3. U.S. judge awards $40.7 million in SEC case over bitcoin Ponzi scheme

    Headlines

    Fri, 19 Sep 2014

    (Reuters) - A U.S. federal judge in Texas ordered Bitcoin Savings and Trust and its owner to pay a combined $40.7 million after the Securities and Exchange Commission established that the company, which sold investments using the virtual currency, was a Ponzi scheme.

  4. U.S. judge awards $40.7 mln in SEC case over bitcoin Ponzi scheme

    Headlines

    Fri, 19 Sep 2014

    Sept 19 (Reuters) - A U.S. federal judge in Texas ordered Bitcoin Savings and Trust and its owner to pay a combined $40.7 million after the Securities and Exchange Commission established that the company, which sold investments using the virtual currency, was a Ponzi scheme.

  5. Confession Time: Miller Reveals The Truth

    Headlines

    Fri, 19 Sep 2014

    less than 10% of that generous price. Just wait until the U.S. Securities and Exchange Commission finds out about this news. After fielding questions from the SEC about the reported value of its assets, Miller might as well go ahead

  6. Aratana underwriters exercise option

    Headlines

    Fri, 19 Sep 2014

    shares of common stock fully exercise their option to purchase an additional 675K shares. Net proceeds to the company will now be ~$45M. The offering is pursuant to a shelf registration filed with the SEC on July 15, 2014. Post your comment!

  7. Western Union Investigated by SEC

    Commentary

    Fri, 19 Sep 2014

    Reports have surfaced that the Securities and Exchange Commission is investigating claims by former employees of Western ..... disclosures on the level of its digital revenue. We believe the SEC is still gathering information to assess whether these

  8. Oaktree to Start First Mutual Funds to Woo Individuals

    Commentary

    Thu, 18 Sep 2014

    they may have access to Oaktree funds. "The Los Angeles-based firm filed today with the U.S. Securities and Exchange Commission to sell shares in the Oaktree High Yield Bond Fund and the Oaktree Emerging Markets Equity Fund."

  9. Western Union is subject of SEC probe into digital revenue reports

    Headlines

    Thu, 18 Sep 2014

    Western Union (NYSE: WU ) is being investigated by the SEC for possible securities fraud after former employees accused the company of misrepresenting the performance of its digital unit

  10. 21Vianet slumps; debt deal reportedly on hold

    Headlines

    Thu, 18 Sep 2014

    Trinity asserted 21Vianet's co-founders directly and indirectly control 16 related parties that haven't been disclosed to the SEC . It also pointed out much of the Chinese data center owner's management team is linked to the related parties. For its part

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