Stewart ( MSO -3.7% ) is elected non-executive chairman of the company she founded. As part of a 2006 settlement with the SEC over insider trading charges, she was banned from serving as a corporate director or officer for five years; she rejoined
The investing public remains largely ignorant of how their target date funds work. According to a Securities and Exchange Commission survey , investors think the funds are safer than is the case and don’t understand that big risk
total debt and $2.3 billion of cash. The notes are being issued under McDonald's Medium Term Notes Program registered with the SEC on Sept. 28, 2009 and rank pari passu with McDonald's existing debt. There are no financial covenants. Proceeds will be
InsiderInsights : Below are lists of the top 10 mainly open-market insider purchases and sales filed at the Securities and Exchange Commission Monday, May 22, 2012 as ranked by dollar value. On Today's Tables: We get to see more specifics
For a listing of the risks that could affect that could cause our results to differ from today's discussion, please refer to the documents we filed with the Securities and Exchange Commission . Click here for the full transcript.
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission was dealt a setback in its cases tied to the financial collapse when a federal judge dismissed large parts of its case against former executives at failed mortgage lender IndyMac Bancorp.
WASHINGTON, May 22 (Reuters) - The U.S. Securities and Exchange Commission was dealt a setback in its cases tied to the financial collapse when a federal judge dismissed large parts of its case...
As FINRA and the SEC investigate allegations that analysts cut their Facebook ( FB -8.9% ) estimates ahead of its IPO and only shared the info with
WASHINGTON (Reuters) - The head of the U.S. Securities and Exchange Commission told lawmakers on Tuesday that her agency is probing JPMorgan Chase and Co's financial reporting and emphasized that big banks
a report that the U.S. Attorney's Office is investigating possible securities laws violations. The company already disclosed that it's been taking heat from the SEC over work authorization verification compliance. Post your comment!