By Don Dion : T2 Biosystems, Inc. (NASDAQ: TTOO ) - Buy Recommendation - PT $21.50. The SEC -enforced 25 day quiet period on underwriter analyses of T2 Biosystems, Inc. that began with the firm's August 6 IPO will
hedge funds and private-equity funds to private clients. The restriction is the result of the "bad actor" rule adopted by the SEC in July of last year, which bars companies or individuals with a criminal conviction that occurred after September 2013 from
(Reuters) - Citigroup Inc has been sending hedge fund firms letters informing them that it cannot sell investments in hedge funds and private-equity funds to clients after a deal with the Securities and Exchange Commission , the Wall Street Journal reported.
WASHINGTON, Aug 21 (Reuters) - A Republican lawmaker slammed the U.S. Securities and Exchange Commission over leaks of confidential information to media outlets, including Reuters, calling the...
American Tower's management has provided, despite the improper backdating of stock options. Following an informal inquiry from the SEC in 2006, an internal review found discrepancies in historical option-granting practices. The company restated its financial
2.02, or 8.7%. The most probable reason for the increase is the imminent release of analyst research on the Company. The SEC requires a 25 day quite period following an IPO. Expect research from multiple firms as early as Monday (August 25). As
credit rating, S&P cuts it outlook to negative from stable. Tipping the boat is the recently-disclosed subpoena from the SEC requesting documentation about related-party dealings. There's also the investigation of similar issues by the NY Dept
Thursday, August 14. The shares were sold for a total transaction of $51,290 that was disclosed in a document filed with the SEC . Hanger is driving down the prices of its products sacrificing earnings in order to maximize its market share. The company
WASHINGTON, Aug 19 (Reuters) - The U.S. Securities and Exchange Commission said on Tuesday it is launching compliance exams for municipal advisers, a group of financial professionals that are new to...
JERUSALEM, Aug 19 (Reuters) - Israel Chemicals (ICL) has filed a confidential prospectus with the U.S. Securities and Exchange Commission (SEC) ahead of a planned share offering next month,...