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  1. UPDATE 2-U.S. SEC charges Atlanta firm over public pension funds

    Headlines

    Thu, 21 May 2015

    WASHINGTON, May 21 (Reuters) - The U.S. Securities and Exchange Commission on Thursday announced fraud charges against an Atlanta-based investment advisory firm and two of its executives for their...

  2. CHS Inc to buy Illinois ethanol plant in $196 mln deal -SEC filing

    Headlines

    Thu, 21 May 2015

    CHICAGO, May 21 (Reuters) - CHS Inc will buy an ethanol plant in Annawan, Illinois, that is partially owned by REX American Resources Corp, a U.S. Securities and Exchange Commission filing showed on...

  3. Atlanta firm charged by SEC over public pension funds

    Headlines

    Thu, 21 May 2015

    WASHINGTON, May 21 (Reuters) - The U.S. Securities and Exchange Commission on Thursday announced fraud charges against an Atlanta-based investment advisory firm and two of its executives for their...

  4. From Barron’s, May 18, 2015 (Part 2)

    Commentary

    Sat, 16 May 2015

    in the hot pre-IPO private-markets . The case of Gregory Gray , under investigation by the US Attorney in NY, the FBI, the SEC , is discussed. Pg 28: New ETFs track spot-prices of commodities [VIX – VXUP/VXDN , oil – to come, etc]. These may

  5. UPDATE 1-Paulson & Co gold stakes mostly flat in 1st qtr

    Headlines

    Fri, 15 May 2015

    NEW YORK, May 15 (Reuters) - Hedge fund Paulson & Co kept its stakes unchanged in most of its gold investments in the first quarter, when the precious metal's price pared its gains, a filing with the U.S. Securities and Exchange Commission showed on Friday.

  6. Paulson & Co kept stake flat in SPDR Gold Trust in Q1 2015 -filing

    Headlines

    Fri, 15 May 2015

    NEW YORK, May 15 (Reuters) - Hedge fund Paulson & Co kept its stake unchanged in the gold-backed exchange-traded fund SPDR Gold Trust for a sixth consecutive quarter in the first quarter of 2015, a filing with the U.S. Securities and Exchange Commission showed on Friday.

  7. Soros Fund Management holds Market Vectors Gold Miners stake steady in Q1

    Headlines

    Fri, 15 May 2015

    LLC kept its stake unchanged in Market Vectors Gold Miners exchange-traded fund in the first quarter of 2015, compared with the fourth quarter of 2014, a filing with the U.S. Securities and Exchange Commission showed on Friday.

  8. U.S. SEC examiner cites more problems in private equity sector

    Headlines

    Wed, 13 May 2015

    WASHINGTON, May 13 (Reuters) - The new top examiner at the U.S. Securities and Exchange Commission said Wednesday that the agency is still finding some deficiencies in how private equity firms are complying with its regulations.

  9. Non-profit sues U.S. SEC to force political disclosures rules

    Headlines

    Wed, 13 May 2015

    WASHINGTON, May 13 (Reuters) - A newly created non-profit organization sued the U.S. Securities and Exchange Commission on Wednesday in an effort to force the agency to adopt rules requiring companies to disclose political contributions.

  10. Connecticut fund executive faces new SEC fraud charges

    Headlines

    Wed, 13 May 2015

    May 13 (Reuters) - The U.S. Securities and Exchange Commission on Wednesday announced fraud charges and an asset freeze against a Connecticut venture capital executive previously charged with

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