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Securities Exchange Act of 1934

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  1. Management Issues at USO Parent USCF


    Mon, 2 Feb 2015

    Statement on Form S-3, as amended (No. 333-193607) and/or in its periodic reports filed under the Securities Exchange Act of 1934 , as amended, as the case may be, due to Nicholas D. Geber , Chief Executive Officer and President of

  2. Open-Ended Mutual Funds and ETFs: The Shareholder Experience


    Fri, 17 Oct 2014

    addressed investor demand for intraday pricing and discretion over timing of their trades. Registered under the Securities Exchange Act of 1940 as an investment company, ETFs are listed on a national securities exchange and their shares trade

  3. ECF reduces share count a little


    Fri, 17 Jan 2014

    These purchases have been made in accordance with the limitations of Rule 10b-18 promulgated under the Securities Exchange Act of 1934 . The extent to which the Fund repurchases its shares and the timing of such repurchases will depend on

  4. SWZ tender


    Tue, 3 Dec 2013

    shares. The Offer will be made, and the stockholders of the Fund will be notified, in accordance with the Securities Exchange Act of 1934 , as amended, the Investment Company Act of 1940, as amended, and other applicable rules and regulations

  5. Do Institutional Investors Have an Ace up Their Sleeve?


    Fri, 24 Sep 2010

    100 million or more in publicly traded equity, when disclosure requirements under section 13(f) of the Securities Exchange Act of 1934 kick in. Some hedge funds deliberately keep publicly traded equity holdings below the $100 million mark

  6. MLEA to Delist, Buy Back Shares


    Tue, 10 Jul 2007

    Exchange Commission. This large Japanese insurance enterprise will stop filing accounting statements under the Securities Exchange Act and U.S. generally accepted accounting principles, but it will continue to publish English-language updates

  7. SCOR Gets Riskier for U.S. Investors


    Fri, 25 May 2007

    it will delist its shares from the New York Stock Exchange NYX and terminate its registration under the Securities Exchange Act of 1934 . Trading volume in the U.S. is a small fraction of the firm's overall float, and this move will save

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