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Securities Exchange Act of 1934

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  1. BankFinancial's (BFIN) CEO Morgan Gasior Discusses Q2 2014 Results - Earnings Call Transcript

    Headlines

    Sun, 3 Aug 2014

    time, I would like to have our forward-looking statement read. Elizabeth Doolan The remarks made at this conference may include forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of Complete Story »

  2. MBT Financial's (MBTF) CEO Doug Chaffin on Q2 2014 Results - Earnings Call Transcript

    Headlines

    Fri, 25 Jul 2014

    based on historical facts and are forward-looking statements within the meaning of the Section 21A of the Securities Exchange Act of 1934 . Forward-looking statements, which are based on various assumptions, some of which are beyond the company

  3. ECF reduces share count a little

    Commentary

    Fri, 17 Jan 2014

    These purchases have been made in accordance with the limitations of Rule 10b-18 promulgated under the Securities Exchange Act of 1934 . The extent to which the Fund repurchases its shares and the timing of such repurchases will depend on

  4. SWZ tender

    Commentary

    Tue, 3 Dec 2013

    shares. The Offer will be made, and the stockholders of the Fund will be notified, in accordance with the Securities Exchange Act of 1934 , as amended, the Investment Company Act of 1940, as amended, and other applicable rules and regulations

  5. Peoples Educational Holdings CEO Discusses F3Q2011 Results - Earnings Call Transcript

    Headlines

    Sat, 9 Apr 2011

    Today’s presentation by management contains forward-looking statements within the meaning of the Securities Exchange Act of 1934 . These forward-looking statements represent the company’s present expectations or beliefs concerning

  6. Do Institutional Investors Have an Ace up Their Sleeve?

    Headlines

    Fri, 24 Sep 2010

    100 million or more in publicly traded equity, when disclosure requirements under section 13(f) of the Securities Exchange Act of 1934 kick in. Some hedge funds deliberately keep publicly traded equity holdings below the $100 million mark

  7. MLEA to Delist, Buy Back Shares

    Commentary

    Tue, 10 Jul 2007

    Exchange Commission. This large Japanese insurance enterprise will stop filing accounting statements under the Securities Exchange Act and U.S. generally accepted accounting principles, but it will continue to publish English-language updates

  8. SCOR Gets Riskier for U.S. Investors

    Commentary

    Fri, 25 May 2007

    it will delist its shares from the New York Stock Exchange NYX and terminate its registration under the Securities Exchange Act of 1934 . Trading volume in the U.S. is a small fraction of the firm's overall float, and this move will save

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