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Securities Act of 1933

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  1. Astoria Financial's CEO Discusses Q1 2014 Results - Earnings Call Transcript

    Headlines

    Thu, 17 Apr 2014

    under the Safe Harbor provision for forward-looking statements contained in the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are within the meaning of Section 27A of the Securities Act Complete Story »

  2. ULURU's CEO Discusses Q4 2013 Results - Earnings Call Transcript

    Headlines

    Tue, 1 Apr 2014

    conference call will contain certain statements that are forward-looking within the meaning of Section 27A of the Securities Act of 1933 as amended, including but not limited to statements made relating to the future product Complete Story »

  3. Enzo Biochem Management Discusses Q2 2014 Results - Earnings Call Transcript

    Headlines

    Wed, 12 Mar 2014

    discussed in this news release may be considered forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 , as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such statements include declarations

  4. Well Power: A Promoted Shell Company That Will Continue To Crash

    Headlines

    Fri, 7 Mar 2014

    clean power despite the fact WPWR doesn't own any technologies at all. (click to enlarge) According to the Securities Act of 1933 , a shell company: Has no operations; and either no or nominal assets; assets consisting of solely cash and

  5. KFN take out

    Commentary

    Mon, 16 Dec 2013

    offering of securities shall be made, except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933 , as amended. KKR, KFN and their respective directors, executive officers and employees may be deemed, under

  6. The Malfeasance Column

    Headlines

    Mon, 15 Jul 2013

    As an unregistered share offering, hedge funds previously had faced strict advertising restrictions per the Securities Act of 1933 . They were only permitted to solicit wealthier, accredited investors--which meant in practice, that they

  7. How Smart Is Smart Beta?

    Headlines

    Wed, 22 May 2013

    book of business--that is, all its funds, all its separate accounts, all that it owns. Under Rule 13(f) of the Securities Act of 1934, investment advisors with at least $100 million in assets (hmmm, that amount needs updating) must file quarterly

  8. Is Managed Futures a Zero Sum Game?

    Headlines

    Wed, 26 Sep 2012

    available managed futures fund registered under the Securities Act of 1933 . Grant Park Funds is a leader in the managed futures ..... advisor managed futures fund registered under the Securities Act of 1933 . Headquartered in Chicago, Grant Park Funds has

  9. Hatteras Core Alternatives Fund Quarterly Review – q2 2012

    Headlines

    Wed, 15 Aug 2012

    amended, as non-diversified, closed-end management investment companies whose units are registered under the Securities Act of 1933 , as amended. The Hatteras Core Alternatives Fund is a fund of alternative investments. As such, the Fund invests

  10. Valuing Biotech

    Headlines

    Tue, 3 Jul 2012

    made herein are often “forward-looking statements” as defined under Section 27A of the Securities Act of 1933 , Section 21E of the Securities Act of 1934, and the Private Securities Litigation Reform Act of 1995. Since these statements

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