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Securities Act of 1933

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  1. Letter to SEC: Retirement-Fund Investors Need More Details

    Headlines

    Mon, 21 May 2012

    opportunity to comment on the Securities and Exchange Commission's proposed amendments to rule 482 and 156 under the Securities Act of 1933 and rule 34b-1 under the Investment Company Act of 1940 regarding target-date retirement funds. We support

  2. Hatteras Core Alternatives Fund

    Headlines

    Tue, 15 May 2012

    amended, as non-diversified, closed-end management investment companies whose units are registered under the Securities Act of 1933 , as amended. The Hatteras Core Alternatives Fund is a fund of alternative investments. As such, the Fund invests

  3. Annaly Capital Management's CEO Discusses Q1 2012 Results - Earnings Call Transcript

    Headlines

    Thu, 3 May 2012

    Inc. This earnings call may contain certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 , and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements which are based on various

  4. OSC serves Sino-Forest with enforcement notices

    Headlines

    Mon, 9 Apr 2012

    TORONTO, April 9 (Reuters) - The Ontario Securities Commission has alleged that Sino-Forest's conduct runs contrary to sections of the Ontario Securities Act dealing with false and misleading...

  5. TEXT-S&P rates USG Corp snr unsecured notes 'BB-'

    Headlines

    Thu, 29 Mar 2012

    indicating our expectation of high recovery (90% to 100%) for investors in the event of a default. The notes are being offered in accordance with Rule 144A under the Securities Act of 1933 . We expect the company to use all or a portion o

  6. Business Development Companies Raising Debt In The Public Market

    Headlines

    Tue, 20 Mar 2012

    Notes will be offered only to qualified institutional buyers (as defined in the Securities Act of 1933 , as amended ... pursuant to Rule 144A under the Securities Act ". However, another recent and unexpected development has been the issuance

  7. TEXT-S&P rates Verso Paper Holdings notes 'BB-'

    Headlines

    Thu, 8 Mar 2012

    1' recovery rating indicates expectations for very high (90% to 100%) recovery of principal in the event of payment default. The notes are expected to be sold pursuant to Rule 144A of Securities Act of 1933 . The company intends to us

  8. TEXT-S&P affirms 'B+' rtg on Core Education's sr unsecured notes

    Headlines

    Wed, 15 Feb 2012

    CECS), a wholly owned subsidiary of Core Education & Technologies Ltd. (CORE; B+/Stable/--). CORE and some of its subsidiaries will guarantee the notes, which will be issued under rule 144A and Regulation S of the Securities Act .

  9. TEXT: S&P Assigns 'B+' Rating To CORE's Senior Unsecured Notes

    Headlines

    Tue, 7 Feb 2012

    Technologies Ltd. (CORE; B+ Stable/--). CORE and some of its subsidiaries guarantee the notes, which will be issued under rule 144A and Regulation S of the Securities Act . The rating is subject to our review of the final issuance docum

  10. Chimera Investment Corporation CIM Q3 2011 Earnings Call Transcript

    Headlines

    Mon, 21 Nov 2011

    This earnings call may contain certain forward-looking statements within the meaning of Section 27-A of the Securities Act of 1933 and Section 21-E of the Securities Exchange Act of 1934. Forward-looking statements which are based on various

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