Home>Topics>Finance>Securities Act of 1933

Securities Act of 1933

  1. All
  2. Commentary
  3. Headlines
  1. ULURU (ULUR) CEO Kerry Gray on Q2 2014 Results - Earnings Call Transcript

    Headlines

    Fri, 15 Aug 2014

    conference call will contain certain statements that are forward-looking within the meaning of Section 27A of the Securities Act of 1933 as amended, included but not limited to statements Complete Story »

  2. Lumenis' (LMNS) CEO Tzipi Ozer-Armon on Q2 2014 Results - Earnings Call Transcript

    Headlines

    Mon, 4 Aug 2014

    remind listeners that today’s call may contain forward-looking statements as defined in Section 27A I-1 of Securities Act of 1933 as amended, including statements regarding, among other things, the Company’s business strategy and growth

  3. Exactech's (EXAC) CEO David Petty on Q2 2014 Results - Earnings Call Transcript

    Headlines

    Tue, 29 Jul 2014

    like to begin with the forward-looking statement, disclaimer. This release contains various forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Complete Story »

  4. KFN take out

    Commentary

    Mon, 16 Dec 2013

    offering of securities shall be made, except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933 , as amended. KKR, KFN and their respective directors, executive officers and employees may be deemed, under

  5. The Malfeasance Column

    Headlines

    Mon, 15 Jul 2013

    As an unregistered share offering, hedge funds previously had faced strict advertising restrictions per the Securities Act of 1933 . They were only permitted to solicit wealthier, accredited investors--which meant in practice, that they

  6. How Smart Is Smart Beta?

    Headlines

    Wed, 22 May 2013

    book of business--that is, all its funds, all its separate accounts, all that it owns. Under Rule 13(f) of the Securities Act of 1934, investment advisors with at least $100 million in assets (hmmm, that amount needs updating) must file quarterly

  7. Is Managed Futures a Zero Sum Game?

    Headlines

    Wed, 26 Sep 2012

    publicly-available managed futures fund registered under the Securities Act of 1933 . Grant Park Funds is a leader in the managed ..... multi-advisor managed futures fund registered under the Securities Act of 1933 . Headquartered in Chicago, Grant Park Funds has

  8. Hatteras Core Alternatives Fund Quarterly Review – q2 2012

    Headlines

    Wed, 15 Aug 2012

    amended, as non-diversified, closed-end management investment companies whose units are registered under the Securities Act of 1933 , as amended. The Hatteras Core Alternatives Fund is a fund of alternative investments. As such, the Fund invests

  9. Valuing Biotech

    Headlines

    Tue, 3 Jul 2012

    made herein are often “forward-looking statements” as defined under Section 27A of the Securities Act of 1933 , Section 21E of the Securities Act of 1934, and the Private Securities Litigation Reform Act of 1995. Since these statements

  10. The Future Is Now

    Headlines

    Thu, 14 Jun 2012

    demonstrated a long-term performance record by continuously operating the Grant Parks Futures Fund, a $1 billion publicly-available managed futures fund registered under the Securities Act of 1933 .

« Prev12Next »
Content Partners