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    1. Two Wells Fargo units to pay $1.5 million for anti-money laundering lapses: FINRA

      Headlines

      Thu, 18 Dec 2014

      (Reuters) - Two brokerage units of Wells Fargo & Co must pay a joint $1.5 million fine for failing to comply with anti-money laundering regulations by not verifying 220

    2. UPDATE 1-Two Wells Fargo units to pay $1.5 mln for anti-money laundering lapses -FINRA

      Headlines

      Thu, 18 Dec 2014

      Dec 18 (Reuters) - Two brokerage units of Wells Fargo & Co must pay a joint $1.5 million fine for failing to comply with anti-money laundering regulations by not verifying 220

    3. Two Wells Fargo units to pay $1.5 mln for anti-money laundering lapses-FINRA

      Headlines

      Thu, 18 Dec 2014

      Dec 18 (Reuters) - Two brokerage units of Wells Fargo & Co must pay a joint $1.5 million fine for failing to comply with anti-money laundering regulations by not verifying 220

    4. Wells to raise minimum stock commission size for FAs

      Headlines

      Tue, 16 Dec 2014

      (Reuters) - When the almost 11,000 financial advisers in Wells Fargo & Co's branch brokerage system get their 2015 compensation plan on Wednesday they may grimace at one change that could hit their pay, or cost their customers a little more.

    5. ON THE MOVE-Raymond James hires advisers from Wells Fargo

      Headlines

      Fri, 12 Dec 2014

      Dec 12 (Reuters) - Raymond James & Associates, a branch of Raymond James Financial Inc, said it hired two advisers from the advisory unit of Wells Fargo & Co.

    6. Kinder Morgan COO Kean to become next CEO, timetable not set

      Commentary

      Thu, 11 Dec 2014

      Richard Kinder plans to turn over day-to-day management to current COO Steven Kean, Kinder's no. 2 man said at today's Wells Fargo industry conference. The board still must approve the transition, and no timeline has been set; founding partner Kinder

    7. Defunct U.S. lender did not overcharge homeowners - lawyer

      Headlines

      Tue, 9 Dec 2014

      NEW YORK, Dec 9 (Reuters) - A mortgage lender and a mortgage servicer that were owned by banks that became part of Wells Fargo & Co did not cheat homeowners by charging excessive fees, a defense...

    8. ON THE MOVE- Wells Fargo lands UBS broker team that managed $463 mln in assets

      Headlines

      Mon, 8 Dec 2014

      NEW YORK, Dec 8 (Reuters) - Wells Fargo Advisors, Wells Fargo & Co's securities brokerage, hired a Chicago-area team of brokers away from rival UBS AG's wealth management unit, where they managed $463 million in client assets and generated

    9. RPT-Homeowners, Wells Fargo head to trial over mortgage fees

      Headlines

      Mon, 8 Dec 2014

      NEW YORK, Dec 8 (Reuters) - Wells Fargo & Co, the largest U.S. mortgage lender, is set to go to trial on Monday as homeowners seek to recoup about $629 million for alleged overcharges by a company once owned by Wachovia Corp.

    10. Homeowners, Wells Fargo head to trial over mortgage fees

      Headlines

      Mon, 8 Dec 2014

      NEW YORK (Reuters) - Wells Fargo & Co, the largest U.S. mortgage lender, is set to go to trial on Monday as homeowners seek to recoup about $629 million for alleged overcharges by a company once owned by Wachovia Corp.

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