XNYS:JMI JAVELIN Mortgage Investment Corp Insider Activity 3 Filing - 10/2/2012

Effective Date 10/2/2012

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FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  ULM SCOTT
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2012
3. Issuer Name and Ticker or Trading Symbol
JAVELIN MORTGAGE INVESTMENT CORP. [JMI]
(Last)
(First)
(Middle)
3001 OCEAN DRIVE, STE 201
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
see Remarks
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)

VERO BEACH, FL 32963
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, $0.001 par value per share 25
D
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ULM SCOTT
3001 OCEAN DRIVE, STE 201
VERO BEACH, FL 32963
  X     see Remarks  

Signatures

/s/ Scott J. Ulm 10/02/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Remarks:
Co-Chief Executive Officer, Co-Vice Chairman, Chief Investment Officer and Head of Risk Management

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

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XNYS:JMI JAVELIN Mortgage Investment Corp Insider Activity 3 Filling

JAVELIN Mortgage Investment Corp XNYS:JMI Stock - Get Insider Activity SEC Filing of JAVELIN Mortgage Investment Corp XNYS:JMI stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

XNYS:JMI JAVELIN Mortgage Investment Corp Insider Activity 3 Filing - 10/2/2012
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