XNYS:JCI Johnson Controls Inc Insider Activity 4 Filing - 10/5/2012

Effective Date 10/5/2012

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
ROELL STEPHEN A
  2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [JCI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last)
(First)
(Middle)
5757 N. GREEN BAY AVENUE, P.O. BOX 591
3. Date of Earliest Transaction (Month/Day/Year)
10/05/2012
(Street)

MILWAUKEE, WI 53201-0591
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/25/2012   G V 3,200 D $ 0 671,832 D  
Common Stock               36,152.041(1) I By 401(k) Plan Trust

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $27.85 10/05/2012   A   255,400   10/05/2014(2) 10/05/2022 Common Stock 255,400 $ 0 255,400 D  
Phantom Stock Units/Restricted Stock Grant $ 0 (3) 10/05/2012   A   85,500   10/05/2014(4) 10/05/2016(4) Common Stock 85,500 $ 0 428,283.969(5) D  
Phantom Stock Units/Retirement Restoration Plan (3)               (6)   (6) Common Stock 58,052.107   58,052.107(7) D  
Employee Stock Option (Right to Buy) $22.5617             11/16/2007 11/16/2015 Common Stock 525,000   525,000 D  
Employee Stock Option (Right to Buy) $23.965             10/02/2008 10/02/2016 Common Stock 591,000   591,000 D  
Employee Stock Option (Right to Buy) $40.21             10/01/2009 10/01/2017 Common Stock 375,000   375,000 D  
Employee Stock Option (Right to Buy) $28.79             10/01/2010 10/01/2018 Common Stock 550,000   550,000 D  
Employee Stock Option (Right to Buy) $24.87             10/01/2011 10/01/2019 Common Stock 610,000   610,000 D  
Employee Stock Option (Right to Buy) $30.54             10/01/2012(2) 10/01/2020 Common Stock 505,000   505,000 D  
Employee Stock Option (Right to Buy) $28.54             10/07/2013(2) 10/07/2021 Common Stock 467,000   467,000 D  

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
ROELL STEPHEN A
5757 N. GREEN BAY AVENUE
P.O. BOX 591
MILWAUKEE, WI 53201-0591
  X     Chief Executive Officer  

Signatures

 Angela M. Blair, Attorney-In-Fact for Stephen A. Roell   10/10/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The number of underlying securities is based on the stock fund balance on October 2, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 2, 2012, stock fund price of $27.55 per share, and includes a company match of 426.829 phantom stock units on February 16, 2012 at $34.44 per unit.
(2) Fifty percent of the options vest after two years and the remaining 50% vests after three years.
(3) Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
(4) The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
(5) Includes 8,142.696 phantom stock units acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012 at prices ranging from $27.55 to $32.60 per phantom stock unit.
(6) The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan. The units are payable in cash following the reporting person's retirement from the issuer, and may be transferred by the reporting person into an alternative investment account.
(7) Includes 1,379.006 phantom stock units acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012 at prices ranging from $27.55 to $32.60 per phantom stock unit.

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XNYS:JCI Johnson Controls Inc Insider Activity 4 Filling

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XNYS:JCI Johnson Controls Inc Insider Activity 4 Filing - 10/5/2012
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