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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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(Print or Type Responses)
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Deferred Share Unit | (1) (3) | 09/30/2012 | A | 474 | (2) | (2) | Common Shares | 474(1) | (1) (3) | 6,769 | D | ||||
| Deferred Share Unit [B] | (4) | 09/30/2012 | A | 886 | (5) | (5) | Common Shares | 886(4) | (4) | 13,367 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| GAETZ RICK 1228 RAVINE DR MISSISSAUGA, A6 L5J 3E4 |
X | President & CEO | ||
| /s/ Rick Gaetz | 10/02/2012 | |
| ** Signature of Reporting Person |
Date
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| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The conversion rate of this unit on September 30, 2012 is CA$5.2756 resulting in 474 deferred share units (Underlying security in column 7). |
| (2) | The units become payable, in cash, upon reporting person's termination of service as a director. |
| (3) | Foreign exchange of US to Canadian dollars is 0.9832. |
| (4) | The conversion Rate of this unit on September 30, 2012 is US$5.6424 resulting in 886 deferred share units (Underlying security in column 7). |
| (5) | The units become payable, in cash, upon reporting person's termination of service as an officer. |