XFRA:RSI Rofin-Sinar Technologies Inc Insider Activity 4 Filing - 2/28/2012

Effective Date 2/28/2012

XFRA:RSI Fair Value Estimate
Premium
XFRA:RSI Consider Buying
Premium
XFRA:RSI Consider Selling
Premium
XFRA:RSI Fair Value Uncertainty
Premium
XFRA:RSI Economic Moat
Premium
XFRA:RSI Stewardship
Premium
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden hours per response... 0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
BRAUN GUNTHER
  2. Issuer Name and Ticker or Trading Symbol
ROFIN SINAR TECHNOLOGIES INC [RSTI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2012
(Street)

 
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Rofin-Sinar Technologies Inc. 02/28/2012   P(1)   10,000 A $4.375(1)(2) 16,000 D  
Common Stock - Rofin-Sinar Technologies Inc. 02/28/2012   S(1)   10,000 D $24.18(1) 6,000 D  
Common Stock - Rofin-Sinar Technologies Inc. 02/29/2012   P(1)   10,000 A $4.375(1)(2) 16,000 D  
Common Stock - Rofin-Sinar Technologies Inc. 02/29/2012(1)   S(1)   10,000 D $23.4(1) 6,000 D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option Right to Buy $4.375(2) 02/28/2012   P(1)   20,000(3)   03/21/2003(4) 03/21/2012(4) Common Stock - RSTI 20,000(1) $4.375(2) 0 (5) D  
Employee Stock Option Right to Buy $4.895(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/20/2004(4) 03/20/2013(4) Common Stock - RSTI 0 (6) $ 0 (6) 60,000(7) D  
Employee Stock Option Right to Buy $16.355(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/18/2005(4) 03/18/2014(4) Common Stock - RSTI 0 (6) $ 0 (6) 80,000(7) D  
Employee Stock Option Right to Buy $17.11(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/17/2006(4) 03/17/2015(4) Common Stock - RSTI 0 (6) $ 0 (6) 80,000(7) D  
Employee Stock Option Right to Buy $15.825(2)(6) 02/29/2012(6)   H(6)   0 (6)   05/04/2006(4) 05/04/2015(4) Common Stock - RSTI 0 (6) $ 0 (6) 20,000(7) D  
Employee Stock Option Right to Buy $26.045(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/16/2007(4) 03/16/2016(4) Common Stock - RSTI 0 (6) $ 0 (6) 100,000(7) D  
Employee Stock Option Right to Buy $28.5(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/15/2008(4) 03/15/2017(4) Common Stock - RSTI 0 (6) $ 0 (6) 100,000(12) D  
Employee Stock Option Right to Buy $40.2(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/19/2009(4) 03/19/2018(4) Common Stock - RSTI 0 (6) $ 0 (6) 60,000(11) D  
Employee Stock Option Right to Buy $15.04(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/18/2010(4) 03/18/2019(4) Common Stock - RSTI 0 (6) $ 0 (6) 40,000(10) D  
Employee Stock Option Right to Buy $22.83(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/17/2011(4) 03/17/2020(4) Common Stock - RSTI 0 (6) $ 0 (6) 50,000(9) D  
Employee Stock Option Right to Buy $35.19(2)(6) 02/29/2012(6)   H(6)   0 (6)   03/16/2012(4) 03/26/2021(4) Common Stock - RSTI 0 (6) $ 0 (6) 50,000(8) D  

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
BRAUN GUNTHER

 
      Chief Executive Officer  

Signatures

 Cindy Denis   03/01/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
(2) Value represents the exercise price of the shares granted under the Plan.
(3) 10,000 shares were acquired under the Plan on 2/28/2012 and 10,000 shares were acquired under the Plan on 2/29/2012
(4) Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
(5) No shares remain outstanding under the shares issued on 03/21/2002 at the strike price of $4.375
(6) No transaction being reported at this time - only reporting holdings as of this date.
(7) Number represents the number of remaining outstanding shares under the particular grant date.
(8) Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
(9) Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
(10) Number represents the number of available shares remaining under the particular grant date. 16,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
(11) Number represents the number of available shares remaining under the particular grant date. 36,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
(12) Number represents the number of available shares remaining under the particular grant date. 80,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

XFRA:RSI Rofin-Sinar Technologies Inc Insider Activity 4 Filling

Rofin-Sinar Technologies Inc XFRA:RSI Stock - Get Insider Activity SEC Filing of Rofin-Sinar Technologies Inc XFRA:RSI stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

XFRA:RSI Rofin-Sinar Technologies Inc Insider Activity 4 Filing - 2/28/2012
Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol |  Title Star Rating |  Category |  Total Assets |  Top Holdings |  Top Sectors |  Symbol |  Name Title |  Date |  Author |  Collection |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol / Ticker |  Title Star Rating |  Category |  Total Assets |  Symbol / Ticker |  Name Title |  Date |  Author |  Collection |  Popularity |  Interest Title |  Date |  Company |  Symbol |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Title |  Date |  Company |  Symbol |  Interest |  Popularity

Previous: XFRA:RSI Rofin-Sinar Technologies Inc Insider Activity 4 Filing - 10/1/2012  |  Next: XFRA:RSI Rofin-Sinar Technologies Inc Insider Activity 4 Filing - 8/15/2012