XNAS:MOFG MidWestOne Financial Group Inc Insider Activity 144 Filing - 5/23/2012

Effective Date 5/23/2012

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UNITED STATES
 
OMB APPROVAL
 
 
SECURITIES AND EXCHANGE COMMISSION
 
OMB Number:
3235-0101
 
 
 
Expires:
February 28, 2014
 
 
Washington, D.C. 20549
 
Estimated average burden
 
 
 
hours per response
............1.00
 
 
FORM 144
 
 
 
 
 
 
 
SEC USE ONLY
 
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 
DOCUMENT SEQUENCE NO.
 
 
 
 
 
 
 
 
 
 
 
 
ATTENTION:

Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale
or executing a sale directly with a market maker.
 
CUSIP NUMBER
 
 
 
 
 
 
 
 
 
 
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C FILE NO.
 
WORK LOCATION
MIDWESTONE FINANCIAL GROUP, INC
42-1206172
000-24630
 
 
 
 
 
 
 
 
 
 
 
 
1 (d) ADDRESS OF ISSUER
STREET
CITY
STATE
ZIP CODE
(e) TELEPHONE NO.
102 SOUTH CLINTON STREET
IOWA CITY
IA
52240
AREA CODE
NUMBER
(319)
356-5800
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
 
(b) RELATIONSHIP TO
(c) ADDRESS STREET
CITY
STATE
ZIP CODE
SECURITIES ARE TO BE SOLD
 
ISSUER
 
 
 
 
CHARLES S. HOWARD
 
DIRECTOR
846 FOX RUN LANE
OSKALOOSA
IA
52577
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
 
 
Number of Shares
Aggregate
Number of Shares
Approximate
Name of Each
Class of
Name and Address of Each Broker Through Whom the
Broker-Dealer
or Other Units
Market
or Other Units
Date of Sale
Securities
Securities
Securities are to be Offered or Each Market Maker
File Number
To Be Sold
Value
Outstanding
(See instr. 3(f))
Exchange
To Be Sold
who is Acquiring the Securities
 
(See instr. 3(c))
(See instr. 3(d))
(See instr. 3(e))
(MO. DAY YR.)
(See instr. 3(g))
COMMON
LPL FINANCIAL
9785 TOWNE CENTRE DRIVE
SAN DIEGO, CA 92121
 
3,500
$73,570 (Based on FMV on 5/18/12 @ $21.02)
8,472,777
6/6/2012
NASDAQ
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
3.
(a)
Title of the class of securities to be sold
1.
(a)
Name of issuer
 
(b)
Name and address of each broker through whom the securities are intended to be sold
 
(b)
Issuer's I.R.S. Identification Number
 
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
(c)
Issuer's S.E.C. file number, if any
 
(d)
 Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
(d)
Issuer's address, including zip code
 
(e)
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
 
(e)
Issuer's telephone number, including area code
 
 
by the most recent report or statement published by the issuer
 
 
 
 
(f)
Approximate date on which the securities are to be sold
2.
(a)
Name of person for whose account the securities are to be sold
 
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold
 
(b)
Such person's relationship to the issuer (e.g. officer, director, 10%
 
 
 
 
 
stockholder, or member of immediate family of any of the foregoing)
 
 
 
 
(c)
Such person's address, including zip code
 
 
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)





TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
Date you
 
Name of Person from Whom Acquired
Amount of
Date of
 
the Class
Acquired
Nature of Acquisition Transaction
(If gift, also give date donor acquired)
Securities Acquired
Payment
Nature of Payment
COMMON
8/1/2005
EXERCISE OF STOCK OPTIONS
ISSUER
8,000
8/1/2005
CASH
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at
 
the time of purchase, explain in the table or in a note thereto the nature of the
 
consideration given. If the consideration consisted of any note or other obligation,
 
or if payment was made in installments describe the arrangement and state when
 
the note or other obligation was discharged in full or the last installment paid.
 
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
 
 
Amount of
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
Securities Sold
Gross Proceeds
NONE
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
REMARKS:
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
ATTENTION: The person for whose account the securities to which this notice relates are to be sold
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as
hereby represents by signing this notice that he does not know any material adverse information in regard to
to the person for whose account the securities are to be sold but also as to all other persons included
the current and prospective operations of the Issuer of the securities to be sold which has not been publicly
in that definition. In addition, information shall be given as to sales by all persons whose sales are
disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule
required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing
10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the
this notice.
instruction given, that person makes such representation as of the plan adoption or instruction date.
 
May 23, 2012
 
/s/ CHARLES S. HOWARD
 
 
DATE OF NOTICE
 
(SIGNATURE)
 
 
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy
 
DATE OF PLAN OR GIVING OF INSTRUCTION,
of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.
 
IF RELYING ON RULE 10B5-1
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)


XNAS:MOFG MidWestOne Financial Group Inc Insider Activity 144 Filling

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XNAS:MOFG MidWestOne Financial Group Inc Insider Activity 144 Filing - 5/23/2012
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