XNYS:HUM Humana Inc Insider Activity 3 Filing - 10/18/2012

Effective Date 10/18/2012

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FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  McClain Tim S
2. Date of Event Requiring Statement (Month/Day/Year)
10/18/2012
3. Issuer Name and Ticker or Trading Symbol
HUMANA INC [HUM]
(Last)
(First)
(Middle)
HUMANA INC., 500 WEST MAIN STREET
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Group Pres, Govt & Other Busin
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)

LOUISVILLE, KY 40202
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Humana Common 82
D
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options(1)   (2) 08/27/2016 Humana Common 1,667 $36.52 D  
Options(1)   (3) 02/23/2019 Humana Common 3,971 $88.6475 D  
Restricted Stock Units(4)   (7)   (7) Humana Common 1,635 $0.1667(6) D  
Restricted Stock Units(5)   (8)   (8) Humana Common 3,130 $0(6) D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
McClain Tim S
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE, KY 40202
      Group Pres, Govt & Other Busin  

Signatures

Tim S McClain 10/24/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Right to buy pursuant to the Humana's 2003 Stock Incentive Plan.
(2) Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
(3) Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
(4) Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
(5) Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
(6) Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
(7) Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
(8) Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

XNYS:HUM Humana Inc Insider Activity 3 Filling

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XNYS:HUM Humana Inc Insider Activity 3 Filing - 10/18/2012
Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol |  Title Star Rating |  Category |  Total Assets |  Top Holdings |  Top Sectors |  Symbol |  Name Title |  Date |  Author |  Collection |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol / Ticker |  Title Star Rating |  Category |  Total Assets |  Symbol / Ticker |  Name Title |  Date |  Author |  Collection |  Popularity |  Interest Title |  Date |  Company |  Symbol |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Popularity |  Our Choices Title |  Date |  Company |  Symbol |  Interest |  Popularity

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