XNYS:AF Astoria Financial Corporation Insider Activity 3 Filing - 1/1/2012

Effective Date 1/1/2012

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FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Callari Josie
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2012
3. Issuer Name and Ticker or Trading Symbol
ASTORIA FINANCIAL CORP [AF]
(Last)
(First)
(Middle)
ONE ASTORIA FEDERAL PLAZA
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive Vice President
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)

LAKE SUCCESS, NY US 11042
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 90,745.14
D(1)
 
Common Stock 38,698.24
I(2)
ESOP
Common Stock 7,921.74
I(3)
401(k)
Common Stock 7,700
I(4)
RSA
Common Stock 9,700
I(5)
RSA
Common Stock 8,792
I(6)
RSA
Common Stock 8,760
I(7)
RSA
Common Stock 8,632
I(8)
RSA

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option(9) 01/10/2006 12/17/2012 Common Stock 5,554 $18 D  
Non-Statutory Stock Option(9) 01/10/2006 12/17/2012 Common Stock 42,896 $18 D  
Non-Statutory Stock Option(10) 12/22/2005 12/16/2013 Common Stock 4,098 $24.4 D  
Non-Statutory Stock Option(10) 12/22/2005 12/16/2013 Common Stock 31,452 $24.4 D  
Non-Statutory Stock Option(10) 12/22/2005 12/14/2014 Common Stock 3,754 $26.6267 D  
Non-Statutory Stock Option(10) 12/22/2005 12/14/2014 Common Stock 43,196 $26.6267 D  
Non-Statutory Stock Option(11) 01/09/2009 12/20/2012 Common Stock 29,150 $29.02 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Callari Josie
ONE ASTORIA FEDERAL PLAZA
LAKE SUCCESS, NY US 11042
      Executive Vice President  

Signatures

Josie Callari 01/09/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mrs. Callari and son (Francesco).
(2) Represents shares allocated to Mrs. Callari's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of December 31, 2011 and held in the ESOP Trust.
(3) Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mrs. Callari as of December 31, 2011. Shares are held in the 401(k) Plan Trust.
(4) Represents award of restricted stock dated December 20, 2006 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The restricted stock will vest on January 9, 2012 or, if earlier, upon the death, Disability or retirement at normal retirement age, or Change of Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of her employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon her termination of the employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
(5) Represents award of restricted stock dated January 28, 2008 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The restricted stock will vest on January 28, 2013 or, if earlier, upon the death, Disability or Change of Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of her employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon her termination of the employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
(6) Represents award of restricted stock dated February 2, 2009 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 4,396 shares on December 17, 2012 and 4,396 shares on December 16, 2013 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of her employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon her termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
(7) Represents award of restricted stock dated February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 2,920 shares on December 14, 2012, 2,920 shares on December 16, 2013 and 2,920 shares on December 15, 2014 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of her employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon her termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
(8) Represents award of restricted stock dated January 31, 2011 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 2,158 shares on December 14, 2012, 2,158 shares on December 16, 2013, 2,158 shares on December 15, 2014, and 2,158 shares on December 14, 2015 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of her employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon her termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
(9) Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
(10) Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
(11) Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.

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XNYS:AF Astoria Financial Corporation Insider Activity 3 Filling

Astoria Financial Corporation XNYS:AF Stock - Get Insider Activity SEC Filing of Astoria Financial Corporation XNYS:AF stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

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XNYS:AF Astoria Financial Corporation Insider Activity 3 Filing - 1/1/2012
Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol |  Title Star Rating |  Category |  Total Assets |  Top Holdings |  Top Sectors |  Symbol |  Name Title |  Date |  Author |  Collection |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol / Ticker |  Title Star Rating |  Category |  Total Assets |  Symbol / Ticker |  Name Title |  Date |  Author |  Collection |  Popularity |  Interest Title |  Date |  Company |  Symbol |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Title |  Date |  Company |  Symbol |  Interest |  Popularity

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