XNYS:EV Eaton Vance Corp Insider Activity 3 Filing - 1/11/2012

Effective Date 1/11/2012

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FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  SWAFFIELD PAYSON F
2. Date of Event Requiring Statement (Month/Day/Year)
01/11/2012
3. Issuer Name and Ticker or Trading Symbol
EATON VANCE CORP [EV]
(Last)
(First)
(Middle)
255 STATE STREET
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Chief Income Officer
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)

BOSTON, MA 02109
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Eaton Vance Corp. Non-voting Common Stock 398,108
D
 
Voting Trust Receipt 18,623
D
 
Eaton Vance Corp. Common Stock (Voting) 18,623(1)
I
By Voting Trust

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)   (2) 11/01/2012 Eaton Vance Corp. Non-voting Common Stock 134,328 $14.55 D  
Option (right to buy)   (3) 11/03/2013 Eaton Vance Corp. Non-voting Common Stock 130,690 $17.51 D  
Option (right to buy)   (4) 11/01/2014 Eaton Vance Corp. Non-voting Common Stock 132,046 $21.955 D  
Option (right to buy)   (5) 11/03/2018 Eaton Vance Corp. Non-voting Common Stock 71,400 $21.99 D  
Option (right to buy)   (6) 11/01/2015 Eaton Vance Corp. Non-voting Common Stock 109,580 $24.87 D  
Option (right to buy)   (7) 11/01/2021 Eaton Vance Corp. Non-voting Common Stock 139,320 $25.06 D  
Option (right to buy)   (8) 11/02/2019 Eaton Vance Corp. Non-voting Common Stock 60,760 $28.17 D  
Option (right to buy)   (9) 11/01/2020 Eaton Vance Corp. Non-voting Common Stock 83,720 $29.39 D  
Option (right to buy)   (10) 11/01/2016 Eaton Vance Corp. Non-voting Common Stock 105,400 $30.11 D  
Option (right to buy)   (11) 11/01/2017 Eaton Vance Corp. Non-voting Common Stock 73,300 $48.39 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SWAFFIELD PAYSON F
255 STATE STREET
BOSTON, MA 02109
      Chief Income Officer

Signatures

Victoria Crane, Attorney-in-fact 01/19/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, David C. McCabe, Payson F. Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Frederick S. Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith R. Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
(2) Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
(3) Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
(4) Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
(5) Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
(6) Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
(7) Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
(8) Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
(9) These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
(10) Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
(11) Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

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XNYS:EV Eaton Vance Corp Insider Activity 3 Filling

Eaton Vance Corp XNYS:EV Stock - Get Insider Activity SEC Filing of Eaton Vance Corp XNYS:EV stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

XNYS:EV Eaton Vance Corp Insider Activity 3 Filing - 1/11/2012
Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol |  Title Star Rating |  Category |  Total Assets |  Top Holdings |  Top Sectors |  Symbol |  Name Title |  Date |  Author |  Collection |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol / Ticker |  Title Star Rating |  Category |  Total Assets |  Symbol / Ticker |  Name Title |  Date |  Author |  Collection |  Popularity |  Interest Title |  Date |  Company |  Symbol |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Title |  Date |  Company |  Symbol |  Interest |  Popularity

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