XNYS:KKD Krispy Kreme Doughnuts Inc Insider Activity 144 Filing - 9/21/2012

Effective Date 9/21/2012

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 144

 

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

 

   SEC USE ONLY
  

DOCUMENT SEQUENCE NO.

 

  

CUSIP NUMBER

 

   WORK LOCATION
    
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 

1 (a) NAME OF ISSUER (Please type or print)

        Krispy Kreme Doughnuts, Inc.

 

(b) IRS IDENT. NO.

        56-2169715

 

(c) S.E.C. FILE NO.

        001-16485

1 (d) ADDRESS OF ISSUER    STREET   

CITY                

  STATE              ZIP CODE       (e) TELEPHONE NO.
                 AREA CODE     NUMBER
        370 Knollwood Street       Winston-Salem   NC      27103           336            725-2981

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT
        THE SECURITIES ARE TO BE SOLD

        Mohamed Abdulmohsin Al Kharafi & Sons W.L.L.

        

(b) RELATIONSHIP TO         ISSUER

    10% Stockholder

 

(c) ADDRESS

    P.O. Box 886

    

STREET

    

CITY

Safat

    

STATE

KUWAIT

    

ZIP CODE

M6 13009

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3 (a)                

   (b)         SEC USE ONLY    (c)    (d)   (e)                                 (f)                               (g)

Title of the

Class of

Securities

To Be Sold

  

Name and Address of Each Broker

Through Whom the Securities are

to be Offered or Each Market

Maker who is Acquiring

the Securities

  

Broker-Dealer

File Number

  

Number of Shares

or Other Units

To Be Sold

(See instr. 3(c))

  

Aggregate

Market Value

(See instr. 3(d))

 

Number of Shares

or Other Units

Outstanding

(See instr. 3(e))

  

Approximate

Date of Sale

(See instr. 3(f))

(MO. DAY YR.)

  

Name of Each

Securities

Exchange

(See instr. 3(g))

               
Common Stock   

Deutsche Bank Securities Inc.

60 Wall Street, New York, NY 10004

        1,136,766   

9,048,657

as of 9/20/2012

  65,001,705    09/24/2012   

New York

Stock

Exchange

               
                                   
               
                                   

 

INSTRUCTIONS:

1.

  (a)   Name of issuer
  (b)   Issuer’s I.R.S. Identification Number
  (c)   Issuer’s S.E.C. file number, if any
 

(d)

(e)

 

Issuer’s address, including zip code

Issuer’s telephone number, including area code

2.

  (a)   Name of person for whose account the securities are to be sold
  (b)   Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
  (c)   Such person’s address, including zip code
3.   (a)   Title of the class of securities to be sold
  (b)   Name and address of each broker through whom the securities are intended to be sold
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (e)  

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

Approximate date on which the securities are to be sold

  (f)  
  (g)   Name of each securities exchange, if any, on which the securities are intended to be sold
 

 

Potential persons who are to respond to the collection of information contained in this form are not

required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (08-07)


TABLE I—SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

  

Date you  

Acquired  

   Nature of Acquisition Transaction   

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

  

Amount of

Securities Acquired

  

Date of  

Payment  

   Nature of
Payment

Common

Stock

   12/13/2005    Acquired through open market purchases    Not Applicable    134,600    12/13/2005    Cash

Common

Stock

   12/14/2005    Acquired through open market purchases    Not Applicable    297,700    12/14/2005    Cash

Common

Stock

   12/15/2005    Acquired through open market purchases    Not Applicable    40,000    12/15/2005    Cash

Common

Stock

   12/16/2005    Acquired through open market purchases    Not Applicable    185,600    12/16/2005    Cash

Common

Stock

   12/19/2005    Acquired through open market purchases    Not Applicable    327,000    12/19/2005    Cash

Common

Stock

   12/20/2005    Acquired through open market purchases    Not Applicable    151,866    12/20/2005    Cash

INSTRUCTIONS:

   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 

TABLE II—SECURITIES SOLD DURING THE PAST 3 MONTHS

 

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller   Title of Securities Sold   Date of Sale       Amount of    
Securities Sold     
  Gross Proceeds    
         

Mohamed Abdulmohsin Al Kharafi & Sons W.L.L.

P.O. Box 886

Safat, Kuwait M6 13009

  Common Stock

Common Stock

Common Stock

Common Stock

 

9/4/2012

9/5/2012

9/6/2012

9/7/2012

 

  14,843

241,700

500,000

300,000

 

   109,833

1,804,169

3,718,000

2,227,110

REMARKS:

 

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

 

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

9/21/12

DATE OF NOTICE

 

/s/    Ahmed Samy, Investment Manager        

(SIGNATURE)

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B5-1

 

 

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

 

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)  

XNYS:KKD Krispy Kreme Doughnuts Inc Insider Activity 144 Filling

Krispy Kreme Doughnuts Inc XNYS:KKD Stock - Get Insider Activity SEC Filing of Krispy Kreme Doughnuts Inc XNYS:KKD stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

XNYS:KKD Krispy Kreme Doughnuts Inc Insider Activity 144 Filing - 9/21/2012
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