XNYS:HK Halcon Resources Corp Insider Activity 4 Filing - 2/8/2012

Effective Date 2/8/2012

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Halcon Resources LLC
  2. Issuer Name and Ticker or Trading Symbol
HALCON RESOURCES CORP [HK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
1000 LOUISIANA, SUITE 6905
3. Date of Earliest Transaction (Month/Day/Year)
02/08/2012
(Street)

HOUSTON, TX 77002
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/08/2012   A   220,000,000(1) A $1.25 220,000,000 D(2)(3)  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy) $1.5 02/08/2012   A   110,000,000(1)     (4)   (4) Common Stock 110,000,000 (1) 110,000,000 D(2)(3)  
8% Convertible Promissory Note $1.5 02/08/2012   A   $275,000,000(1)   02/08/2014 02/08/2017 Common Stock 183,333,334 (1) $275,000,000 D(2)(3)  

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
Halcon Resources LLC
1000 LOUISIANA, SUITE 6905
HOUSTON, TX 77002
  X   X    
PETERSEN GARY R
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
    X    
PHILLIPS D MARTIN
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
    X    
ZORICH ROBERT L
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
    X    

Signatures

 Floyd C. Wilson, President and CEO of Halcon Resources LLC   02/10/2012
** Signature of Reporting Person Date

 Robert L. Zorich   02/10/2012
** Signature of Reporting Person Date

 Gary R. Petersen   02/10/2012
** Signature of Reporting Person Date

 D. Martin Phillips   02/10/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) On February 8, 2012, pursuant to a Securities Purchase Agreement, Halcon Resources LLC ("Halcon") purchased 220 million shares of the issuer's common stock (the "Shares"), an 8% senior convertible note due 2017 in the principal amount of $275 million (the "Note") and five-year warrants to purchase up to an additional 110 million shares of the issuer's common stock (the "Warrants"), in exchange for aggregate cash consideration of $550 million, of which $275 million is attributable to the Shares and $275 million is attributable to the Warrants and the Note.
(2) These securities are owned directly by Halcon. EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of Halcon. Therefore, David B. Miller, Gary R. Petersen, D. Martin Phillips and Robert L. Zorich may be deemed the beneficial owner of the securities held by Halcon by virtue of being a member of RNBD GP, LLC ("RNBD"), the sole member of EnCap Investments GP, LLC ("EnCap Investments GP"), the general partner of EnCap Investments, L.P. ("EnCap Investments LP"), the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the general partner of EnCap Fund VIII. Messrs. Miller, Petersen, Phillips, Zorich, RNBD, EnCap Investments GP, EnCap Investments LP, EnCap Fund VIII GP and EnCap Fund VIII disclaim beneficial ownership in excess of their pecuniary interest in such securities.
(3) This report is filed in connection with the Form 4 filed today by Mr. Miller, a director of the issuer.
(4) The Warrants are exercisable, in whole or in part, at any time before the fifth anniversary of February 8, 2012.
 
Remarks:
The Reporting Person has the right to appoint a majority of the directors to the Board of Directors of Halcon Resources Corporation. Therefore, the Reporting Person may be deemed a director by deputization.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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XNYS:HK Halcon Resources Corp Insider Activity 4 Filling

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XNYS:HK Halcon Resources Corp Insider Activity 4 Filing - 2/8/2012
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