XNAS:HLIT Harmonic Inc Insider Activity 4 Filing - 2/15/2012

Effective Date 2/15/2012

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Carrington Mark
  2. Issuer Name and Ticker or Trading Symbol
HARMONIC INC [HLIT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Sr. VP of Worldwide Sales
(Last)
(First)
(Middle)
4300 NORTH FIRST ST.
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2012
(Street)

SAN JOSE, CA 95134
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2012   A   3,600(1) A $ 0 17,128 D  
Common Stock 02/15/2012   F   1,320(2) D $6.27 15,808 D  
Common Stock 02/15/2012   A   1,750(3) A $ 0 17,558 D  
Common Stock 02/15/2012   F   641(2) D $6.27 16,917 D  
Common Stock 02/15/2012   A   7,500(4) A $ 0 24,417 D  
Common Stock 02/15/2012   F   3,071(2) D $6.27 21,670(5) D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 02/15/2012   M     3,600 02/15/2011 02/15/2014 Common Stock 3,600 $ 0 14,400 D  
Restricted Stock Units $ 0 02/15/2012   M     1,750 02/15/2011 02/15/2014 Common Stock 1,750 $ 0 7,000 D  
Restricted Stock Units $ 0 02/15/2012   M     7,500 02/15/2012 02/15/2015 Common Stock 7,500 $ 0 22,500 D  

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
Carrington Mark
4300 NORTH FIRST ST.
SAN JOSE, CA 95134
      Sr. VP of Worldwide Sales  

Signatures

 /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan   02/17/2012
** Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Carrington on 1/4/2010, and were identified on a Form 3 filed by Mr. Carrington on 2/14/2011.
(2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
(3) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Carrington on 2/19/2010, and were identified on a Form 3 filed by Mr. Carrington on 2/14/2011.
(4) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Carrington on 3/4/2011, and were identified on a Form 4 filed by Mr. Carrington on 3/8/2011.
(5) Includes 324 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2012.

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XNAS:HLIT Harmonic Inc Insider Activity 4 Filling

Harmonic Inc XNAS:HLIT Stock - Get Insider Activity SEC Filing of Harmonic Inc XNAS:HLIT stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

XNAS:HLIT Harmonic Inc Insider Activity 4 Filing - 2/15/2012
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