XNAS:DAIO Data I/O Corp Quarterly Report 10-Q/A Filing - 6/30/2012

Effective Date 6/30/2012

XNAS:DAIO (Data I/O Corp): Fair Value Estimate
Premium
XNAS:DAIO (Data I/O Corp): Consider Buying
Premium
XNAS:DAIO (Data I/O Corp): Consider Selling
Premium
XNAS:DAIO (Data I/O Corp): Fair Value Uncertainty
Premium
XNAS:DAIO (Data I/O Corp): Economic Moat
Premium
XNAS:DAIO (Data I/O Corp): Stewardship
Premium
 

 

 

 

 

  

   

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 10-Q/A

 

(Amendment No. 1)

 

(Mark One)

 

(X)

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended June 30, 2012  

or

 

( )

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

For the transition period from ________________ to ________________

 

Commission file number: 0-10394 

DATA I/O CORPORATION

(Exact name of registrant as specified in its charter)

 

Washington

91-0864123

(State or other jurisdiction of incorporation or organization)

(I.R.S. Employer Identification No.)

 

6464 185th Ave NE, Suite 101, Redmond, Washington, 98052

(Address of principal executive offices, including zip code)

 

(425) 881-6444

(Registrant’s telephone number, including area code)

 

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes   No __

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).  Yes  No __

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” ”accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 Large accelerated filer __  Accelerated filer __  Non-accelerated filer __  Smaller reporting company

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes  __ No

 

Shares of Common Stock, no par value, outstanding as of July 30, 2012:

 

7,738,114

                                                                                                 

1


 

 

Explanatory Note

 

The sole purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q for Data I/O Corporation (the "Company") for the period ended June 30, 2012, filed with the Securities and Exchange Commission on August 10, 2012 (the "Form 10-Q"), is to furnish Exhibit 101 to the Form 10-Q within the 30-day grace period ascribed by Rule 405(a)(2) of Regulation S-T, applicable for the first quarterly period in which detailed footnote tagging is required.

 

This Amendment No. 1 does not otherwise change or update the disclosures set forth in the Form 10-Q as originally filed and does not otherwise reflect events occurring after the original filing of the Form 10-Q.

 

Pursuant to Rule 406T of Regulation S-T, the interactive data files contained in Exhibit 101 are not deemed filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under these sections.

 

 

Item 6.                        Exhibits             

 

(a)     Exhibits 

 

 

10        Material Contracts:   

10.23                       Amended and Restated 2000 Stock Compensation Incentive Plan dated January 25, 2012 (Incorporated by reference to Appendix A of Data I/O’s proxy statement filed on April 3, 2012) *

                                                                                                                                                                                                     

                 31     Certification pursuant to Section 302 of the Sarbanes Oxley Act of 2002:

31.1                            Chief Executive Officer Certification *

31.2                            Chief Financial Officer Certification *

 

                 32     Certification pursuant to Section 906 of the Sarbanes Oxley Act of 2002:

32.1                            Chief Executive Officer Certification *

32.2                            Chief Financial Officer Certification *

 

101    Interactive Data Files Pursuant to Rule 405 of Regulation S-T **

 

 

* Previously filed or furnished, as applicable, as an exhibit (or incorporated by reference) to the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 10, 2012.

 

**Pursuant to applicable securities laws and regulations, we are deemed to have complied with the reporting obligation relating to the submission of interactive data files in such exhibits and are not subject to liability under any anti-fraud provisions of the federal securities laws as long as we have made a good faith attempt to comply with the submission requirements and promptly amend the interactive data files after becoming aware that the interactive data files fail to comply with the submission requirements. Users of this data are advised pursuant to Rule 406T of Regulation S-T that this interactive data file is deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, and otherwise is not subject to liability under these sections.

 

                                                                                                 

2


 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

                                                                                                                                                  DATA I/O CORPORATION

                                                                                                                                                              (REGISTRANT)

DATED:   September 13, 2012

 

 

                                                                                                                                                       By: //S//Joel S. Hatlen

                                                                                                                                                                Joel S. Hatlen

                                                                                                                                                      Vice President - Finance

                                                                                                                                                        Chief Financial Officer

                                                                                                                                                       Secretary and Treasurer

                                                                                                                          (Principal Financial Officer and Duly Authorized Officer)

 

 

 

                                                                                                                                        By: //S//Frederick R. Hume          

                                                                                                                       Frederick R. Hume

President

                                                                                                                Chief Executive Officer

                                                                                                                          (Principal Executive Officer and Duly Authorized Officer)

                                                                                                 

3


 

 

 

Exhibit Index

 

 

10        Material Contracts:   

10.24                       Amended and Restated 2000 Stock Compensation Incentive Plan dated January 25, 2012 (Incorporated by reference to Appendix A of Data I/O’s proxy statement filed on April 3, 2012) *

                                                                                                                                                                                                     

                 31     Certification pursuant to Section 302 of the Sarbanes Oxley Act of 2002:

31.3                            Chief Executive Officer Certification *

31.4                            Chief Financial Officer Certification *

 

                 32     Certification pursuant to Section 906 of the Sarbanes Oxley Act of 2002:

32.3                            Chief Executive Officer Certification *

32.4                            Chief Financial Officer Certification *

 

101    Interactive Data Files Pursuant to Rule 405 of Regulation S-T **

 

* Previously filed or furnished, as applicable, as an exhibit (or incorporated by reference) to the Company’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 10, 2012.

 

**Pursuant to applicable securities laws and regulations, we are deemed to have complied with the reporting obligation relating to the submission of interactive data files in such exhibits and are not subject to liability under any anti-fraud provisions of the federal securities laws as long as we have made a good faith attempt to comply with the submission requirements and promptly amend the interactive data files after becoming aware that the interactive data files fail to comply with the submission requirements. Users of this data are advised pursuant to Rule 406T of Regulation S-T that this interactive data file is deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, and otherwise is not subject to liability under these sections.

 

 

 

                                                                                                 

4


 

XNAS:DAIO Data I/O Corp Quarterly Report 10-Q/A Filling

Data I/O Corp XNAS:DAIO Stock - Get Quarterly Report SEC Filing of Data I/O Corp XNAS:DAIO stocks, including company profile, shares outstanding, strategy, business segments, operations, officers, consolidated financial statements, financial notes and ownership information.

Content Partners
XNAS:DAIO Data I/O Corp Quarterly Report 10-Q/A Filing - 6/30/2012
Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol |  Title Star Rating |  Category |  Total Assets |  Top Holdings |  Top Sectors |  Symbol |  Name Title |  Date |  Author |  Collection |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Star Rating |  Market Cap |  Stock Type |  Sector |  Industry Star Rating |  Investment Style |  Total Assets |  Category |  Top Holdings |  Top Sectors |  Symbol / Ticker |  Title Star Rating |  Category |  Total Assets |  Symbol / Ticker |  Name Title |  Date |  Author |  Collection |  Popularity |  Interest Title |  Date |  Company |  Symbol |  Interest |  Popularity Topic |  Sector |  Key Indicators |  User Interest |  Market Cap |  Industry Name |  Ticker |  Popularity |  Our Choices Title |  Date |  Company |  Symbol |  Interest |  Popularity

Previous: XNAS:DAIO Data I/O Corp Quarterly Report 10-Q Filing - 6/30/2012  |  Next: XNAS:DAKT Daktronics Inc Annual Report 10-K Filing - 4/28/2012