Insider Trading

 
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2013/5/17
TORONTO --A former investment-banking analyst at a unit of Bank of Montreal (BMO) agreed to pay a total of 1.2 million Canadian dollars ( $1.2 million ) among other penalties to settle insider-trading charges, as Canada's biggest securities regulators continue to clamp down on inappropriate trading activity.
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2013/3/21
NEW YORK (MarketWatch) -- Rengan Rajaratnam has been charged with conspiracy and securities fraud for his alleged involvement in insider trading, announced the U.S Attorney's office in the Southern District of New York on Thursday.
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2013/4/9
SAN FRANCISCO (MarketWatch) — KPMG resigned Tuesday as the auditor of Herbalife and Skechers after the partner in charge of the accounting firm’s Los Angeles audit practice was alleged to have engaged in insider trading.
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2013/4/29
WASHINGTON (MarketWatch) - The Securities and Exchange Commission on Monday fined Greenwich, Conn.-based hedge fund Level Global Investors $21.5 million to settle charges that a co-founder and analyst at the firm allegedly engaged in "repeated insider trading" in the securities of Dell Inc. DELL and Nvidia Corp.
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2013/4/11
Reported Earlier: Ex-KPMG Partner Accused of Passing on Tips About Herbalife, Skechers By Reed Albergotti Federal prosecutors in Los Angeles are preparing to file a criminal complaint Thursday against a former KPMG LLP partner who has admitted to passing on inside information about this clients, according to people familiar with the matter.
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2013/3/26
WASHINGTON(MarketWatch) - The Securities and Exchange Commission charged a California-based hedge fund analyst Tuesday with insider trading in advance of a July 2008 $3 billion acquisition of Foundry Networks Inc. by Brocade Communications Systems Inc. BRCD The SEC alleges that Matthew Teeple, who worked at a San Francisco-based hedge fund, was tipped in advance of the deal.
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Insider Trading
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