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  1. Asness: Hoping They'll Forget to Sign the Reform Bill

    The AQR founder and manager says he'd prefer any financial regulation be concrete in terms of rules, versus a broad power-grant to the government.

  2. Framework of Treasury's Sweeping Reform

    We outline the main points of Geithner's financial-regulation reform platform.

  3. Marsico: Time to Buy Financials

    The Marsico Growth and Focus manager offers his read on the economy and regulatory changes, and explains why he thinks financials are attractive today.

  4. The Buzz on Berkshire's B Shares, Bank Regs, and Tablet Talk

    Markets editor Jeremy Glaser on 'noisier' B's, reform's shift from health care to banking, and big hopes for Apple's latest device.

  1. Friedlander to Head Fixed Income Regulation at FINRA

    Cynthia Friedlander has been named director of fixed income regulation in the member regulation division of the Financial Industry Regulatory Authority, FINRA announced Thursday.

  2. More Regulation, ETFs, Outsourcing for Mutual Funds in 2013

    So what are three elements that are going to shape the mutual fund landscape in 2013? The answer lies in regulation, exchange-traded funds and operational outsourcing, according to a report from Deloitte.

  3. Kitces on Top 3 Topics for Advisors in 2013—Topic 1: Fiduciary and SRO

    First up in an intense year for advisor regulation: movement from the DOL on its fiduciary rule.

  4. Fed Looks to Seize Foreign Broker-Dealer Supervision from SEC

    A proposal to tighten regulation of foreign banks in the U.S. would also significantly expand the central bank's oversight of foreign broker-dealers, effectively snatching supervisory responsibility from the SEC.

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