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  1. Preferred Stock: The Worst of Two Worlds

    Morningstar DividendInvestor editor Josh Peters thinks preferred stocks combine the worst elements of stocks and bonds.

  2. Five Surprises and What They Mean for Investors

    Morningstar markets editor Jeremy Glaser unpacks the LinkedIn IPO, changes atop the IMF, a negative surprise at HP, and more.

  3. Proposal Could Change the Way You Pay for Funds

    Morningstar's Karen Dolan and Russ Kinnel on what the SEC's recent fund fee proposal may mean for investors, and what still needs to be done.

  4. Key Metrics for Money Market Funds

    With the SEC dismissing a plan to reform the money fund industry, Morningstar's Eric Jacobson examines potential risks as well as focus points for investors going forward.

  1. SEC Names New Deputy Director for Division Overseeing Advisors

    The Securities and Exchange Commission has tapped David Grim for the No. 2 spot in the Division of Investment Management, the bureau that oversees federally registered investment advisors.

  2. Legislative Insights

     

  3. FINRA Issues Crowdfunding Paperwork

    The SEC has already missed its end-of-the-year deadline on laying down rules for so-called crowdfunding of new companies. But FINRA has jumped into the regulatory void, issuing a voluntary form for prospective funding portals.

  4. Once High-Flying Advisor Faces SEC Lawsuit

    Wealth manager Peter J. Eichler Jr., once had more than $10 billion in assets under management. Following his RIA's bankruptcy filing in November, however, the SEC has filed a lawsuit against Eichler and Aletheia Research and Management for alleged securities fraud and for allegedly violating ...

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