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  1. Key Metrics for Money Market Funds

    With the SEC dismissing a plan to reform the money fund industry, Morningstar's Eric Jacobson examines potential risks as well as focus points for investors going forward.

  2. What Would Reform Mean for Your Money Market Fund?

    Morningstar's Christine Benz and Miriam Sjoblom debrief investors on the floating NAV, capital buffer, and redemption restriction proposals for money market funds.

  3. Proposal Could Change the Way You Pay for Funds

    Morningstar's Karen Dolan and Russ Kinnel on what the SEC's recent fund fee proposal may mean for investors, and what still needs to be done.

  4. Is Your Broker Up to the Standard?

    The legal standards required of brokers may not match investors' expectations of a fiduciary relationship, says Harold Evensky of Evensky & Katz Wealth Management.

  1. SEC Names New Deputy Director for Division Overseeing Advisors

    The Securities and Exchange Commission has tapped David Grim for the No. 2 spot in the Division of Investment Management, the bureau that oversees federally registered investment advisors.

  2. Legislative Insights

     

  3. FINRA Issues Crowdfunding Paperwork

    The SEC has already missed its end-of-the-year deadline on laying down rules for so-called crowdfunding of new companies. But FINRA has jumped into the regulatory void, issuing a voluntary form for prospective funding portals.

  4. SEC to Take Another Step Toward Fiduciary Rule

    The SEC plans to issue a “concept release,” which will also likely include a request for information, in the first quarter regarding its rule to put brokers under a fiduciary mandate, Ken Bentsen of SIFMA said Wednesday.

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