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  1. Fund Fees on Trial: Our Report from the Courtroom

    Morningstar's Ryan Leggio reports on the Supreme Court justices' questions during oral arguments in the Jones v Harris case and how they may be leaning.

  2. Is Your Broker Up to the Standard?

    The legal standards required of brokers may not match investors' expectations of a fiduciary relationship, says Harold Evensky of Evensky & Katz Wealth Management.

  3. What New Rules Mean for Your Money Market Fund

    New rules should make money market funds even safer, but yields may suffer even more. Morningstar's Christine Benz offers investors a few alternatives to consider.

  4. Vanguard's Sauter on How to Prevent Another Flash Crash

    Vanguard's Chief Investment Officer Gus Sauter outlines his ideas for robust market circuit breakers and other trading changes.

  1. Supreme Court May Narrow Time Limits in Fraud Cases

    The U.S. Supreme Court signaled it may tighten the time limits that apply when the Securities and Exchange Commission and other government agencies seek to impose fines on people and companies accused of fraud.

  2. Bibliowicz to step down as CEO of National Financial Partners

    The CEO of massive insurance broker and wealth management outfit NFP will be stepping down in May, according to a filing with the SEC.

  3. Lowe's Companies Inc. LOW Q1 2010 Earnings Call Transcript

    Good morning, everyone, and welcome to Lowe's Companies First Quarter 2010 Earnings Conference Call. This call is being recorded. (Operator Instructions). Statements made during this call will include forward-looking statement as defined in the Private Securities Litigation Reform Act of 1995. Management s expectations and opinions reflected in those statements are subject to risk and the company can give no assurance that they will prove to be correct. Those risks are described in the Company's earnings release and in its filings with the Securities and Exchange Commission.

  4. Enforcement Director to Leave SEC

    As advisors wait to see whether they'll be regulated by the SEC or FINRA, the SEC announced that its enforcement director, Robert Khuzami, will leave the agency.

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