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  1. Fund Fees on Trial: Our Report from the Courtroom

    Morningstar's Ryan Leggio reports on the Supreme Court justices' questions during oral arguments in the Jones v Harris case and how they may be leaning.

  2. First Day Pop Doesn't Spell Long-Term Success for IPOs

    Recent tech IPOs have had great first days, but performance has lagged since then, says Morningstar's James Krapfel.

  3. Is Your Broker Up to the Standard?

    The legal standards required of brokers may not match investors' expectations of a fiduciary relationship, says Harold Evensky of Evensky & Katz Wealth Management.

  4. What New Rules Mean for Your Money Market Fund

    New rules should make money market funds even safer, but yields may suffer even more. Morningstar's Christine Benz offers investors a few alternatives to consider.

  1. Supreme Court May Narrow Time Limits in Fraud Cases

    The U.S. Supreme Court signaled it may tighten the time limits that apply when the Securities and Exchange Commission and other government agencies seek to impose fines on people and companies accused of fraud.

  2. The recent Closed-End Fund IPO from Kayne Anderson: An MLP hotbed marketing achievement?

    Dan Plettner invests and receives income for securities research, including “buy-side” research. Dan licenses his own real time trading data to Covestor Ltd. (“Covestor”), frequently including positions discussed in his Morningstar Contributions. Covestor is a Registered Investment Advisor that ...

  3. Advisors May Face New Rules on ID Theft

    A rise in schemes targeting advisors has prompted the SEC to seek new protections. But it's not clear how far the proposed rules would go.

  4. Former U.S. Attorney May be Next SEC Chair

    Mary Jo White, the former U.S. Attorney in Manhattan, is under consideration to become the next chairman of the Securities and Exchange Commission, three people with knowledge of the matter said.

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