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  1. Proposal Could Change the Way You Pay for Funds

    Morningstar's Karen Dolan and Russ Kinnel on what the SEC's recent fund fee proposal may mean for investors, and what still needs to be done.

  2. Key Metrics for Money Market Funds

    With the SEC dismissing a plan to reform the money fund industry, Morningstar's Eric Jacobson examines potential risks as well as focus points for investors going forward.

  3. What Would Reform Mean for Your Money Market Fund?

    Morningstar's Christine Benz and Miriam Sjoblom debrief investors on the floating NAV, capital buffer, and redemption restriction proposals for money market funds.

  4. Is Your Broker Up to the Standard?

    The legal standards required of brokers may not match investors' expectations of a fiduciary relationship, says Harold Evensky of Evensky & Katz Wealth Management.

  1. SEC Bars Advisor for False Registration

    The Securities and Exchange Commission has initiated cease-and-desist proceedings against a New York-based advisor for submitting false information on a registration form in a bid to duck its regulatory obligations with state authorities.

  2. Why the SEC whiffs on prosecutions and#8212; can Walter do better?

    Three strikes in November alone for regulator trying to nail financial crisis culprits.

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