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  1. Former LPL broker suspended for supervisory failure, Finra says

    Peter Neuberg agreed to a six-month suspension and $15,000 fine.

  2. LPL quit FSI after two sides couldn't agree on membership discount

    Lobbying group's chairwoman said its biggest member firm bolted after it couldn't get a break on annual dues for large firms.

  3. Ex-LPL exec joins Edelman as CEO

    Ryan Parker joins RIA in the latest of many executive departures from LPL in the past few years.

  4. UPDATE: Brexit fears are another brick in the 'wall of worry'

    UPDATE: Brexit fears are another brick in the 'wall of worry'

  5. UPDATE: Brexit fears are another brick in the 'wall of worry'

    UPDATE: Brexit fears are another brick in the 'wall of worry'

  6. LPL , Cambridge and others in 'serious' talks to buy Foothill Securities

    The adviser-owned independent broker-dealer is in “serious discussions” to be acquired by a larger firm, with LPL , Cambridge, and others as potential suitors.

  7. Appointment of former LPL exec Robert Moore to Cetera's board could help embattled B-D restore its brand

    People inside and outside the company say word of the new chairman has already given a lift to morale of advisers.

  8. Megent Financial heads back to LPL with $450 million of assets

    The hybrid RIA firm collects both commissions and fees for advice provided to union workers and their families.

  9. LPL cuts workforce, delaying raises for employees in 2016

    In moves that indicate across the board belt-tightening at LPL Financial, the company has eliminated as many as 70 jobs and is delaying raises to employees next year by at least six months.

  10. LPL Financial plans to launch robo-adviser in next two months

    Dan Arnold, LPL's president, says the firm plans to launch a robo that won't replace its financial advisers but will "gain a certain amount of the market."

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