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  1. LPL shakes up Fortigent HNW consulting group

    Once restructuring is completed, the company expects $3 million in annual savings after taking $9 million charge to move Fortigent unit to corporate headquarters in Charlotte, N.C.

  2. LPL to cut bonuses to employees, top management

    Top executives at the firm are among those facing smaller bonuses after a year of discouraging financial results.

  3. SBT Bancorp Announces Quarterly Dividend

    SBT Bancorp Announces Quarterly Dividend

  4. MARKET SNAPSHOT: S&P 500, Dow Close Lower After Fed Minutes Disappoint

    MARKET SNAPSHOT: S&P 500, Dow Close Lower After Fed Minutes Disappoint

  5. UPDATE: S&P 500, Dow close lower after Fed minutes disappoint

    UPDATE: S&P 500, Dow close lower after Fed minutes disappoint

  6. LPL advisers' commissions land in their bank accounts one day late

    As processing error delays commissions by a day, president Robert Moore moves to reassure advisers.

  7. Another key executive departs LPL

    Brain drain at nation's largest IBD continues as top East Coast recruiter plans to take a new position at an insurance company-owned broker-dealer.

  8. Will LPL's back-office technology set a new bar for adviser productivity?

    Plus the latest on LPL's new collaboration with Redtail Technology, Laser App software sees continued growth and more.

  9. LPL Launches Group Focused on Retirement Plans

    LPL's retirement plan division, LPL Financial Retirement Partners, launched the Retirement Partners Group to provide members with a unified national identity. RPG members will receive the benefits of a comprehensive branding and marketing effort and the opportunity to network with other top LPL ...

  10. LPL Gets Too Big for Its Email System, Faces $9M FINRA Fine for Failures

    FINRA announced Tuesday that it has fined LPL $7.5 million for 35 “significant email system failures,” which prevented LPL from supervising its reps, responding to regulatory requests and producing emails to customers in arbitration proceedings.

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