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  1. Raymond James attracts $300 million team from LPL Financial

    The Michigan-based advisers were affiliated with LPL for more than 15 years.

  2. LPL posts 13% drop in commission revenue in second quarter as DOL fiduciary rule takes its toll

    Revenue tied to alternative investments such as nontraded REITs plunged 72% year-over-year.

  3. Justin Nelson Earns CERTIFIED FINANCIAL PLANNER™ Certification

    Justin Nelson Earns CERTIFIED FINANCIAL PLANNER™ Certification

  4. Odds of Fed rate hike in December marked up after policy statement

    Odds of Fed rate hike in December marked up after policy statement

  5. LPL , Cambridge and others in 'serious' talks to buy Foothill Securities

    The adviser-owned independent broker-dealer is in “serious discussions” to be acquired by a larger firm, with LPL , Cambridge, and others as potential suitors.

  6. Ex-LPL exec joins Edelman as CEO

    Ryan Parker joins RIA in the latest of many executive departures from LPL in the past few years.

  7. LPL quit FSI after two sides couldn't agree on membership discount

    Lobbying group's chairwoman said its biggest member firm bolted after it couldn't get a break on annual dues for large firms.

  8. Former LPL broker suspended for supervisory failure, Finra says

    Peter Neuberg agreed to a six-month suspension and $15,000 fine.

  9. LPL cuts workforce, delaying raises for employees in 2016

    In moves that indicate across the board belt-tightening at LPL Financial, the company has eliminated as many as 70 jobs and is delaying raises to employees next year by at least six months.

  10. MetLife hits LPL with major raiding suit

    Over 60 brokers have jumped to LPL since October, MetLife alleges; former brokers strike back, accusing the insurance company of poor practices.

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