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  1. Wunderlich and fired LPL broker part ways

    Former star LPL broker and Houston branch manager James "Jeb" Bashaw is no longer joining Wunderlich Securities, and is also fighting back against LPL's allegations .

  2. LPL cuts profit forecast to cover higher-than-expected regulatory costs

    LPL Financial cuts 11 cents a share from its third-quarter earnings forecast after projecting it will need another $18 million to satisfy regulatory concerns.

  3. Analysts question whether LPL is out of the regulatory woods

    Analysts are unnerved by LPL Financial's inability to close the cash register on regulatory charges after CEO Mark Casady said compliance failures could cost $23 million in the third quarter.

  4. The regulatory hits keep coming for LPL Financial

    The rest of this week's must-read stories include Betterment's robo-adviser for humans, big changes afoot in Social Security, and a focus on picking the right alternatives for clients

  5. Will LPL's back-office technology set a new bar for adviser productivity?

    Plus the latest on LPL's new collaboration with Redtail Technology, Laser App software sees continued growth and more.

  6. UPDATE: The bottom of a capitulation barrel and the test tubes that say keep buying

    UPDATE: The bottom of a capitulation barrel and the test tubes that say keep buying

  7. UPDATE: The bottom of a capitulation barrel and the test tubes that say keep buying

    UPDATE: The bottom of a capitulation barrel and the test tubes that say keep buying

  8. UPDATE: U.S. stocks suffer worst drop in more than two months

    UPDATE: U.S. stocks suffer worst drop in more than two months

  9. MARKET SNAPSHOT: U.S. Stocks: Futures Fall With Investors Expected To Book More Profits

    MARKET SNAPSHOT: U.S. Stocks: Futures Fall With Investors Expected To Book More Profits

  10. UPDATE: U.S. stocks: Futures fall with investors expected to book more profits

    UPDATE: U.S. stocks: Futures fall with investors expected to book more profits

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