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Kohlberg Capital
KCAP Financial Inc KCAP
| Last Price$11.21 | Day Change (%)1.36% |
| Open Price$11.17 | Day Change ($)0.15 |
| Day Range11.05–11.26 | 52-Week Range5.51–11.38 |
As of Mon 05/20/2013 12:16 AM EDT | USD
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SEC, FINRA Enforcement Roundup: Fund Execs First to Face Charges of Overvaluing Assets
Three top executives of KCAP Financial Inc., a New York-based publicly traded fund being regulated as a business development company, have been charged by the SEC with overstating the fund’s assets during the financial crisis. a complaint against the president and owner of a Polish-born brokerage ...
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