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One attorney called the lawsuit an "attack" on the investment-management structure within variable annuities.
Coding error and subsequent changes sapped confidence in the firm.
Plus, Ariel launches a new fund, Fairholme's bond fund dives into equities, and more.
Finra says Edward Jones, Stifel Nicolaus, Janney Montgomery Scott, Axa and Stephens failed to waive sales charges for certain retirement accounts and charities.