• / Free eNewsletters & Magazine
  • / My Account
Home>Oppenheimer Reaches $2.9 Million SEC Accord on Fund Holdings

Oppenheimer Reaches $2.9 Million SEC Accord on Fund Holdings

Financial Planning News

Tue, 12 Mar 2013

Oppenheimer & Co. agreed to pay about $2.9 million to settle claims by the U.S. Securities and Exchange Commission that it misled investors in a private-equity fund.

Related Videos

Upcoming Events
Conferences

©2014 Morningstar Advisor. All right reserved.