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Home>SEC idea for harmonization a 'disaster' for advisers, says industry advocate

SEC idea for harmonization a 'disaster' for advisers, says industry advocate

InvestmentNews.com

Mon, 4 Mar 2013

The Securities and Exchange Commission may move ahead with "harmonization" of broker and investment-adviser rules before deciding whether to propse a rule that would raise investment-advice standards for brokers. That is creating concern in the adviser

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