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Home>FINRA Fines Five ING Affiliates $1.2M for Email Violations

FINRA Fines Five ING Affiliates $1.2M for Email Violations

Advisor One

Tue, 19 Feb 2013

The Financial Industry Regulatory Authority (FINRA) announced Tuesday that it has fined five affiliates of ING $1.2 million for failing to retain or review millions of emails for periods ranging from two months to more than six years.

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