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Home>State Regulator Blasts Arbitration Clause in RIA Contracts

State Regulator Blasts Arbitration Clause in RIA Contracts

Advisor One

Thu, 14 Feb 2013

The secretary of Massachusetts told the SEC on Wednesday to ban the use of mandatory pre-dispute arbitration clauses in the contracts of RIAs, saying that such clauses may not be in the best interests of clients.

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