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Home>FINRA Enforcement Roundup: Morgan Keegan Censured, Fined Over Nontraditional ETFs

FINRA Enforcement Roundup: Morgan Keegan Censured, Fined Over Nontraditional ETFs

Advisor One

Thu, 17 Jan 2013

Among recent FINRA enforcement actions were the censure, fine and order to pay restitution of a firm that charged its customers bogus markups.

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