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Home>FINRA Clarifies ‘Customer’ and ‘Investment Strategy’ Terms Under Suitability Rule

FINRA Clarifies ‘Customer’ and ‘Investment Strategy’ Terms Under Suitability Rule

Advisor One

Thu, 13 Dec 2012

FINRA on Tuesday clarified what the terms “customer” and “investment strategy” mean under its suitability rule, which became effective on July 9.

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