• / Free eNewsletters & Magazine
  • / My Account
Home>FINRA's Ketchum Lusting To Regulate RIAs

FINRA's Ketchum Lusting To Regulate RIAs

Evan Simonoff's FA Blog

Fri, 13 Mar 2009

By all accounts, FINRA's new CEO Rick Ketchum is an honorable "public servant" who has spent most of his life working hard to make our financial markets a better place. It's no secret that the folks at FINRA would like to take over RIA regulation from the

Related Videos

  1. A Wholesale Win for CEO of the Year

    In a sector where manager skill is critical, Costco CEO Jim Sinegal has added tremendous value for his employees, customers, and shareholders.

  2. What to Watch as PIMCO's El-Erian Steps Down

    Morningstar's Eric Jacobson discusses what should be on PIMCO investors' radars in the wake of news that Mohamed El-Erian is resigning as CEO and co-CIO.

Upcoming Events

©2014 Morningstar Advisor. All right reserved.