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Home>FINRA's Ketchum Lusting To Regulate RIAs

FINRA's Ketchum Lusting To Regulate RIAs

Evan Simonoff's FA Blog

Fri, 13 Mar 2009

By all accounts, FINRA's new CEO Rick Ketchum is an honorable "public servant" who has spent most of his life working hard to make our financial markets a better place. It's no secret that the folks at FINRA would like to take over RIA regulation from the

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