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Home>FINRA Flirting With The 'F' Word

FINRA Flirting With The 'F' Word

Evan Simonoff's FA Blog

Fri, 3 Apr 2009

In Congressional testimony and in a series of interviews last week, SEC chairwoman Mary Schapiro and FINRA CEO Richard Ketchum started to provide their blueprint for a new regulatory system of the future. Nobody was surprised to hear the two longtime

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