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Home>The SEC, RIA Ponzi Schemes and Fee-Only Purity

The SEC, RIA Ponzi Schemes and Fee-Only Purity

Evan Simonoff's FA Blog

Thu, 23 Apr 2009

The rash of Ponzi schemes involving RIAs, unregistered advisors and brokers raises many questions about regulators and advisors, and most of them are troubling. Why were so many regulators, not to mention supposedly sophisticated investors, asleep at the

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