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Home>Consumer Federation of America claims brokerage firms may be violating DOL fiduciary rule

Consumer Federation of America claims brokerage firms may be violating DOL fiduciary rule

InvestmentNews.com

Thu, 5 Oct 2017

The CFA is calling on regulators to investigate whether brokers are moving clients to higher-cost, fee-based accounts, which it says would be a violation of the DOL rule.

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