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  1. SIPA Trustee for Madoff Liquidation Seeks Supreme Court Review of Second Circuit Decision Regarding "Safe Harbor/ Stockbroker" Defense in Madoff Ponzi Scheme

    SIPA Trustee for Madoff Liquidation Seeks Supreme Court Review of Second Circuit Decision Regarding "Safe Harbor/ Stockbroker" Defense in Madoff Ponzi Scheme

  2. Client losses total $44 million in 'Madoff of Main Street' case

    Jacob Cooper, founder of San Diego-based RIA Total Wealth Management, built his business to over $100 million in assets and more than 600 clients. Last week, a court-appointed receiver in a case brought by the SEC determined that more than $44 million of those assets are likely lost.

  3. Madoff -Proofing Yourself

    This article represents opinions of the author and not those of his firm and are subject to change from time to time and do not constitute a recommendation to purchase and sale any security nor to engage in any particular investment strategy. The information contained here has been obtained from ...

  4. Two advisers owe $6.3M for selling hedge funds linked to Madoff

    Cited for due-diligence failure and not mentioning millions in fees received.

  5. Madoff Scandal: Who Was Really Asleep at the Switch?

    Despite its regulatory failure in the Madoff case, FINRA may be rewarded with more oversight.

  6. The Conundrum of Mary Jo White

    If Wall Street were really interested in having a total commitment to the long-term interests of its clients, it would embrace a fiduciary standard, but it does just the opposite.

  7. Finding the Right Advisor or Trustee

    It's all about low costs, a sensible strategy, and sound ethics.

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