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  1. SEC fines RIA $2.8 million and bars owner in 'Madoff of Main Street' case

    Regulator bars owner of Total Wealth Management, Jacob Cooper, known as 'Main Street Madoff' by former clients, and holds him liable in case where losses are expected to total as much as $44 million.

  2. UPDATE: One big question: Will stocks lose $10 trillion in 2015 or in 2016?

    UPDATE: One big question: Will stocks lose $10 trillion in 2015 or in 2016?

  3. UPDATE: One big question: Will stocks lose $10 trillion in 2015 or in 2016?

    UPDATE: One big question: Will stocks lose $10 trillion in 2015 or in 2016?

  4. Why Aren’t You Popular at the Party?

    Index funds can be sensible, but we need to bring “play” back to our industry if we’re going to flourish.  

  5. Madoff -Proofing Yourself

    This article represents opinions of the author and not those of his firm and are subject to change from time to time and do not constitute a recommendation to purchase and sale any security nor to engage in any particular investment strategy. The information contained here has been obtained from ...

  6. Third Madoff employee avoids prison sentence

    David Kugel, who helped create fake securities trades as part of the $17.5 billion Ponzi scheme, received a lighter sentence after helping the prosecution.

  7. Client losses total $44 million in 'Madoff of Main Street' case

    Jacob Cooper, founder of San Diego-based RIA Total Wealth Management, built his business to over $100 million in assets and more than 600 clients. Last week, a court-appointed receiver in a case brought by the SEC determined that more than $44 million of those assets are likely lost.

  8. Two advisers owe $6.3M for selling hedge funds linked to Madoff

    Cited for due-diligence failure and not mentioning millions in fees received.

  9. Madoff Scandal: Who Was Really Asleep at the Switch?

    Despite its regulatory failure in the Madoff case, FINRA may be rewarded with more oversight.

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