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Financial Reform

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  1. Regional Bank Coalition Statement on President Trump's Executive Order on Financial Reform

    Regional Bank Coalition Statement on President Trump's Executive Order on Financial Reform

  2. Expanding Boundaries

    Baron Emerging Markets takes the Baron approach to growth investing farther afield.

  3. Financial Reform in China’s Provinces

    Seafarer Capital Partners, LLC is not registered with the Securities and Exchange Commission or any state, nor does it advise any publicly registered investment companies or other investment vehicles. Seafarer does not currently offer investment advice, nor does it offer, sell, or distribute any ...

  4. Financial Reform Puzzle Taking Shape

    A look at the upsides and downsides for individual investors, advisors, and planners as reform measures wend through Washington.

  5. Encryption Requirements Under Financial Reform

    Electronic communications are going to be closely scrutinized under the new law.

  6. Hillary Clinton gives thumbs up to DOL fiduciary rule

    In a proposal for financial reform released by her presidential campaign Thursday, the former secretary of state implicitly endorsed the Labor Department's proposal to increase standards for retirement advice.

  7. Financial Regulation: What Changed in 2012?

    After the landmark Dodd-Frank financial reform bill and continued calls for tighter scrutiny of the financial sector, 2012 brought a flurry of congressional hearings, public comments on rule proposals, and lobbying and public posturing by various stakeholders. Scores of new rules and regulations ...

  8. 2013 Regulatory Forecast: What's on Tap for Advisors?

    Over the coming year, financial regulators are expected to press ahead with scores of rulemaking proceedings that will affect advisors and their clients. Lawmakers will continue to refine and implement numerous provisions of the Dodd-Frank financial reform bill, while mulling the possibility of ...

  9. Finance Reform: Lobbying Over One Word

    Lobbyists for financial firms hope to change one critical word in the Volcker Rule included in Dodd's financial reform bill. The current language says federal agencies “ shall issue final regulations implementing” the Volcker rule


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