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Michael D. Smith

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  1. FINRA Fines 10 Firms a Total of $43.5 Million for Allowing Equity Research Analysts to Solicit Investment Banking Business and for Offering Favorable Research Coverage in Connection With Toys“R”Us ...

    FINRA Fines 10 Firms a Total of $43.5 Million for Allowing Equity Research Analysts to Solicit Investment Banking Business and for Offering Favorable Research Coverage in Connection With Toys“R”Us IPO

  2. UPDATE: Financial planning tips for happier ever after

    UPDATE: Financial planning tips for happier ever after

  3. XL Group's North America Property Insurance Business Welcomes New Regional Underwriting Leader in Atlanta

    XL Group's North America Property Insurance Business Welcomes New Regional Underwriting Leader in Atlanta

  4. At BlackRock, a Host of Equity Manager Changes

    Harbor Capital Appreciation gets a new comanager, some Vanguard expense ratios fall, Oppenheimer changes a value manager, Vanguard rotates some bond fund managers, a Lord Abbett small-cap blend manager leaves, and more.

  5. Large, Top-Performing Small-Cap Fund to Close

    Plus, municipal finances draw congressional scrutiny, and more.

  6. Invesco Shakes Up Domestic-Equity Growth Team

    Plus, Matthews manager changes, and more.

  7. Supreme Court Knocks PIMCO

    Plus, Fidelity Asia managers fired, tax-exempt munis under fire, and more.

  8. Vanguard Makes It a Dozen

    Firm expands target-date lineup, plus DoubleLine launches third fund, and more.

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